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13-933 Clerk's Office Records Retention ScheduleCITY OF MERIDIAN RESOLUTION NO. ~ ~ '" (~3 BY THE CITY COUNCIL: BIRD, HOAGLUN, ROUNTREE, ZAREMBA A RESOLUTION ADOPTING THE CITY OF MERIDIAN RECORDS RETENTION SCHEDULE; AND PROVIDING AN EFFECTIVE DATE. WHEREAS, a record retention schedule establishes minimum retention periods for the various types of city records; WHERAS, Idaho Code 50-907 requires the City Council to adopt by resolution a record retention schedule, listing the various types of city records with the applicable retention periods; WHEREAS, adoption of a record retention schedule assists in efficient and effective records management by identifying records that have exceeded their minimum retention that may be destroyed following approval by the City Attorney and, as required for semipermanent records, approval by the Idaho State Historical Society and upon resolution of the City Council in accordance with the provisions of Idaho Code 50-907; and, WHEREAS, a record retention schedule also enhances protection of historic records by identifying records of enduring value as permanent records that are retained by the city in perpetuity or transferred to the Idaho State Historical Society's Permanent Records Repository for permanent retention upon resolution of the City Council; NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF MERIDIAN CITY, IDAHO: Section 1. That the City Council of the City of Meridian hereby adopts the record retention schedule attached hereto as Exhibit A. Section 2. That the City Clerk is hereby authorized to implement the Record Retention Schedule adopted by this Resolution. Section 3. That this Resolution shall be in full force and effect on August 1, 2013 ADOPTED by the City Council of the City of Meridian, Idaho this 23rd day of July, 2013. APPROVED by the Mayor of the City of Meridian, Idaho, this 23rd day of July, 2013. APPROVED: ATTEST: ;Tt~n a uc i, s;. ~ ~ sc, w ~j~ ,,^ City of Tammy eerd, Mayor ~"~ 'l EI I ~ ~ 1~; q *~ °~t SF,~L EA ~~ a 1r v CITY OF MERIDIAN RECORDS RETENTION SCHEDULE lman, City Clerk PAGE 1 OF f EXHIBIT A RECORDS RETENTION SCHEDULE CITY OF M1iRIDIAN RECORDS RETENTION SCHEDULE PAGE 2 OF f ~rEIZIDIAN ~w~ RECORDS RETENTION SCHEDULE CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 3 OF f INTRODUCTION In basic terms, the definition of a public record, as established by Idaho law, is any recorded information that relates to the business of city government. Public records can be on any medium -paper documents, books, maps, pictures, audio/visual recordings, microfilm or microfiche, as well as digital or electronic documents, including computer files and email. Idaho Code section 50-907(5) requires every city in Idaho to adopt a records retention schedule, listing the types of city records retained by the City and the retention period for each type of record. Each record is designed as a permanent, semipermanent, temporary, or transitory record. Permanent records may not be destroyed, but must be retained by the City in perpetuity, or transferred to the Idaho State Historical Society's Permanent Records Repository for permanent retention upon resolution of the City Council. Semipermanent and temporary records are to be retained for the period specified in the retention schedule, after which period destruction of those records may be approved by resolution of the City Council according to the procedures established in Idaho Code section 50-907. THE CITY CLERK'S ROLE Idaho Code section 50-908 outlines the role and responsibilities of the city clerk as municipal records manager. That law directs the City Clerk to: ensure the orderly and efficient management, retention, and destruction of City records in compliance with state and federal laws and city ordinances, resolutions and policies; identify and care for historical records; and coordinate the transfer of permanent records to the Idaho state historical society's permanent records repository. All City employees and elected officials have responsibilities with regard to City records. Idaho Code 50-908 establishes those responsibilities. Employees and officials must: protect the records in their custody; cooperate with the City Clerk to efficiently manage records and preserve records of enduring value; and pass onto their successors records necessary for the continuing conduct of city business. All city records are property of the city, and no city official, elected, appointed or staff, may assert any personal or property right to such records, even where he or she may have developed or compiled them. The unauthorized destruction or removal of city records is prohibited by law. FINAL DISPOSITION OF RECORDS As set forth above, permanent records are never destroyed -they are retained in perpetuity by the city or transferred to the state archives. Nonpermanent records maybe destroyed, but only in accordance with the process established by Idaho Code. The process for destruction of nonpermanent records typically begins once the records have reached their minimum retention period, but there are some important exceptions, where circumstances dictate that records must be kept longer: • Records related to pending criminal or civil cases; CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 4 OF f ^ Records that are the subject of a pending public records request; • Records needed for any pending audit or investigation; and • Records that may have considerable historical value. The first step in the record destruction process is that the City Clerk obtains approval for the destruction of the records from the city attorney. When the city attorney has reviewed and approved the list of records slated for destruction. The next step is a resolution of the City Council approving the destruction of the records, which the City Clerk sends to the Idaho State Historical Society at least thirty days prior to destruction. When all of these steps are complete, the City Clerk may destroy the designated records. CTTY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 5 OP E BUILDING/DEVELOPMENT SERVICES DIVISION July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Building plans and Drawn and written Approved for Construcfion Permanent In specifications for plans and specifications for commercial and 50-907(1)(c) perpetuity commercial and government buildings. (building plans government and specs for buildings commercial projects and government buildings) Building project Files related to commercial and governmental Semipermanent 10 years files buildings and projects; may include: permit SO-907(2)(c) application, Certificate of Occupancy signature (Building card, Temporary Certificate of Occupancy, applications for Certificate of Occupancy, Certificate of Values, commercial Building, Mechanical, Plumbing, and/or projects and Electrical Permit requests for permit and/or government permit, Ada County Highway District Impact buildings) Fee certificate, inspectors' reports to Building Official, mechanical compliance certificate, transmittals, irrigation performance specs, fee invoice, photos, correspondence, plan review report, and structural calculations. Fire inspection files File of documents created or used by the fire Semipermanent 10 years inspector regarding commercial or governmental 50-907(2)(g) projects; may include: fire correction notice, (other); alarm system record of completion, review International comments and conditions, fire sprinter plan Fire Code review comments and conditions, system section 104.6 specification sheet, hazardous materials inventory statement, range hood systems report, industrial fire suppression system report, generator set commissioning sheet, contractors material test certificate, alarm plans, sprinkler plans, fire permit applications, fire review and inspection fee calculation form, memos, correspondence, and transmittals. Land development File of documents created or used in the land Semipermanent 100 years subdivision project development phase of a residential or 50-907(2)0 files commercial subdivision project; may include: (other) Approved for Construction drawings, record drawings, approval letters, invoices, application review comments, easements, soil report, inspection reports, and/or engineer certifications CITY OF MERR)TAN RECORDS RETENTION SCHEDULE PAGE 6 OF 60 pertaining to development applications (e.g., preliminary plat, final plat, rezone, conditional use permit, annexation, right-of--way vacation, variance, property boundary adjustment). Land development File of documents created or used in the land Semipermanent 100 years commercial project development phase of a commercial project; 50-907(2)(p~ files may include: Approved for Construction (other) drawings, record drawings, approval letters, invoices, application review comments, easements, soil report, inspection reports, and/or engineer certifications pertaining to development applications (e.g., preliminary plat, final plat, rezone, conditional use pelmit, annexation, right-of--way vacation, variance, property boundary adjustment). Land development Revised set of drawing submitted by contractor Semipermanent 100 years record drawings upon completion of land development phase of a SO-907(2)(g) commercial, governmental, or residential project (other) or components thereof; Approved for Construction plans during construction process, as well as dimensions and location of all elements of work as built. Permits and Building, Mechanical, Plumbing, and/or Semipermanent 5 years inspection records Electrical permits and inspection records. 50-907(2)(g) (other) Receipts Receipts for fees collected by Transitory Current Building/Development Services; monthly Fiscal Year receipt report; duplicate tape/reports CITY OF MERIDIAN RECORDS RBTGNTION SCHEDULE PAGE 7 OF 60 CLERK'S OFFICE July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Audio/Video Audio and video recordings of City Council, Semipermanent 5 years Recordin s Commission and Committee Meetings City Commissions Bylaws, meeting minutes, agendas and minute Permanent In & Committees books of city commissions and committees. 50-907(1)(a) perpetuity City Council Records documenting meetings of the city Permanent In Meeting Agenda, council and motions, resolutions, ordinances, SO-907(1)(a) perpetuity Minutes and transcripts and other actions taken at council Minute Books meetings. Contracts & Agreements with vendors and other parties for Semipermanent 100 years Agreements to the acquisition, lease, lease-purchase or sale of SO-907(2)(b) which the City is a equipment, supplies, services or property and Party easement agreements which have been approved at a City Council meeting or have been recorded with Ada County. Correspondence, Correspondence created or received in the Semipermanent 5 years Administrative course of administering city policies/programs. Correspondence, Correspondence regarding day-to-day office and Transitory Until Transitory housekeeping correspondence and does not administrati contain unique information about city functions ve need or programs to include scrolling agenda and ends announcements. Deeds & Real Records relating to ownership of real property, Permanent In Property Records including deeds, title opinions, abstracts and SO-907(1)(e) perpetuity certificates of title, title insurance, documentation concerning alteration or transfer of title, and records relating to acquisition and disposal of real property such as offer letters, options, agreements of short duration, staff reports, appraisal and inspection reports, letters of transmittal, and related records. Election - Reports showing contributions and expenditures Permanent In Campaign Finance in city campaigns by mayor/council candidates, 50-907(1)(g) perpetuity Reports political committees and independent persons/entifies. Includes C-1 (Certificafion of Treasurer), C-2 (Campaign Financial Disclosure Report), C-4 (Independent Expenditures), C-5 (48 Hour Notice of Contributions/ Loans Received), C-6 (Statement by Nonbusiness Entity), and C-7 (48 Hour Notice of Independent Expenditures). Election - Includes declarations of candidacy and intent for Permanent In Candidate candidates for city elective office. Declarations SO-907(1)0 perpetuity Declarations & of candidacy are filed by candidates to get their CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 8 OF 60 Petitions name on the election ballot, and are accompanied by a filing fee of $40 or a petition with the signatures of at least five qualified city electors, including a certification by the county clerk of the number of signatures that are of qualified city electors. Declarations of intent are filed by write-in candidates, and do not require the filing fee or petition. Election -Runoff or Includes the first and second notice of election Permanent In Recall - (Election and sample ballot which are published in the 50-907(1)(g~ perpetuity Files) official newspaper, poll books showing the name, address and signature of those voting in City elections, and the tally book in which election staff record and total the votes cast for each candidate and ballot question at the polling precinct. Election -Runoff or Includes the following records: polling places, Semipermanent 5 years Recall - (Working judges and clerks, challengers and watchers, 50-907(2)0 Files) voting machines and vote tally systems, correspondence, and other records not specifically listed in this schedule. Election ballots, including voted ballots, unused Temporary 2 years ballots, spoiled ballots, ballot stubs, absentee 50-907(3)(c) voting, and duplicate poll books Oaths of Office Signed oaths of elected officials swearing to Permanent In uphold the federal and state constitutions and perpetuity laws of the city. Passports - Daily transmittal spreadsheets that accompany Transitory 2 years Transmittals passport applications mailed to the Department of State Regional office. Passports -General Training records, Department of State monthly Transitory Until record Information newsletters, and Passport Agent's Reference is Guide superceded Permits & Licenses Records relating to city permits and licenses Semipermanent 10 years issued in the City Clerk's Office 50-907(2)(d) Public Records Written public records requests, city denials of Temporary 2 years after Re uests public records requests, responses, etc. last action Records Destruction records including destruction Permanent In Management resolution and authorization from Idaho State perpetuity Records Historical Society and legal counsel. Room Scheduling & Records documenting scheduling and Transitory Until Reservation reservations related to public meeting rooms in administrati Records for City City Hall. Such as reservation request forms, ve need Hall payment records and Outlook calendar ends scheduling records. Vehicle Titles State of Idaho Certificate of Title for vehicles Transitory Until owned by the City. vehicle is no longer City owned CITY OF MERIDIAN RECORDS RETENTION SCIEiDULE PAGE 9 OF 60 FINANCE DEPARTMENT July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Accounting Transaction records within the Accounting Semipermanent 10 years Software Records Software system: including-payroll, vendor SO-907(2)(a) listing, vendor payments, vendor purchase orders, budget transactions, cash receipts, and general ledger. Records documenting payment of city bills, Semipermanent 5 years Accounts Payable including reports, invoices, purchase orders, 50-907(2)(a) payment authorizations Records documenting billing and collection of Semipermanent 5 years Accounts monies owed to the city by vendors, citizens, 50-907(2)(a) Receivable organizations, governments, etc. Records include: reports, receipts, invoices, statements, etc. Information typically includes: receipt amount, date, invoice number, name, account number, account balance, adjustments, etc. Documents the city's annual audit, examining Permanent In Perpetuity Audit Report compliance with generally accepted accounting 50-907(1)(d) principles and methods, the accuracy and legality of transactions and accounts, and compliance with requirements, orders, and regulations pertaining to the financial condition and operation of the city. Information includes: financial statements, auditor's report and recommendations, single audit information concerning federal grants, and other information. Bank Transaction Records documenting the status and transaction Semipermanent 5 years Records activity of city bank accounts, including account 50-907(2)(a) statements. Records documenting notification to the city Semipermanent 10 years after Bankruptcy Notices that certain individuals have filed for 50-907(2)(a) case closed or bankruptcy, and used to determine if the dismissed, or individual owes money to the city and to file date of last notice or claim with the court. Information may action include: debtor's name, accounts information, prepared repayment plan and related documentation. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 10 OF 60 Records documenting fmancing of city Permanent In Perpetuity Bond Records improvements through bonded indebtedness. SO- Records include: bond rating information, bond 907(1)(a)(b)(h) and election ordinances, legal notices announcing bond election, bond ccunsel information and opinions, covenants, paid bonds and coupons, bond registers, State Treasurer public bond issue reports (IDAPA 54.01.01), etc. Records used in preparing and adopting the city Semipermanent 10 years Budget Records budget, including revenue projections, 50-907(2)(a) instructions, department requests, worksheets, council-approved tentative budget and notice of budget hearing, adopted appropriations ordinance and amendments, and other information. Permanent In Perpetuity Budget Hearing Newspaper notice of budget hearing 50-907(1)(h) Notice Cancelled Checks Bank record of account transactions Semipermanent 5 years 50-907(2)(a) Cash Receipts Receipt and supporting documentation Semipermanent 5 years 50-907(2)(a) Contracts Agreements with vendors and other parties for Semipermanent 5 years the acquisition or sale of equipment, supplies, SO-907(2)(b) services or property. Departmental Reports documenting the financial condition and Semipermanent 10 years Reports operation of the city, issued on a monthly, SO-907(2)(e) quarterly, annual or other basis, including quarterly published treasurer's report and year- end financial reports. Reports include information on revenues and expenditures in relation to the final budget. Financial Reports Reports documenting the financial condition and Semipermanent 10 years Quarterly operation of the city, Reports include 50-907(2)(e) Published information on revenues and expenditures in relation to the final budget. Financial Reports Reports documenting the financial condition and Permanent In Perpetuity Year End operation of the city, Audit Report SO-907(1)(4) General Ledgers Records documenting the summary of accounts Semipermanent 10 years reflecting the financial position of the city, 50-907(2)(a) showing debit, credit and balance amounts per account, budget, fund and department, asset depreciation, and totals for notes receivable, interest income, amounts due from other funds, bank loans received, cash in escrow, deferred loans received, cash, revenue, accounts receivable, accounts payable, etc. CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 11 OF 60 Gift & Records documenting gifts and contributions to Semipermanent 10 years Contribution the city 50-907(2)(a) Records Grant Records Records documenting the application, Semipermanent 10 years from (final reports, grant evaluation, awarding, administration, reporting 50-907(2)(g) final grant applications and and status of grants applied for, received, close-out awards) awarded or administered by the city. Records include: applications and proposals, summaries, objectives, activities, budgets, exhibits, award notices, progress reports, contracts, financial reports, and related correspondence and documentation. Investment Records Reports, statements, summaries, corespondence Semipermanent 5 years and other records documenting and tracking 50-907(2)(a) investments made by the city, including the Local Govenunent Investment Pool. Semipermanent 5 years Lease Agreements Lease agreements for property or equipment SO-907(2)(6) Local Improvement Records documenting the formation of a local Permanent In Perpetuity Districts (LID) improvement district and levying of special 50-907(1)(e) assessments, including: ordinance, published notices, assessment roll, appeals, affidavits, bonds and coupons, delinquencies, and related correspondence and documents. Payroll Reports, statistical studies, and other records Semipermanent 10 years Administrative designed and used for budget preparation, 50-907(2)(e) Reports projections, workload and personnel management, and research and general reference. Payroll Deduction Records documenting employee authorization Semipermanent 5 years after Authorization for voluntary payroll deductions. Records may 50-907(2)(a) employee Records include: direct bank deposits, insurance separation applications, enrollment cards, deduction authorizations, approval notices, deduction terminations, and related records. Payroll Federal & Records, in addition to those itemized in this Semipermanent 5 years State Tax Records section, used to report the collection, 50-907(2)(a) distribution, deposit, and transmittal of federal and state income taxes as well as social security tax. Examples include: the federal miscellaneous income statement (1099), employers' quarterly federal tax return (941, 941E), tax deposit coupon (8109), and similar federal and state completed forms. CITY OF MERIDIAN RECORDS RL•'PENTION SCHEDULE PAGE 12 OP 60 Payroll Records documenting requests and court orders Semipermanent 5 years after Garnishment to withhold wages from employee earnings for 50-907(2)(a) termination Record garnishments, tax levies, support payments, and other reasons. Usually includes original writs of gaznishment, orders to withhold, federal or state tax levies, recapitulations of amounts withheld, and related records. Information usually includes: employee name and social security number, name of agency ordering garnishment, amount, name of party to whom payment is submitted, dates, and related data. Leave Applications Applications or requests submitted by city Temporary 3 years employees for sick, vacation, compensatory, 50-907(3)(d) personal business, family and medical leave, long term leave, and other leave time. Information usually includes: employee name, department, date, leave dates requested, type of leave requested, and related data. These are kept in the departments themselves NOT sent to finance. Payroll Registers - Monthly registers documenting earnings, Transitory Disposed other deductions, and withholdings of city employees. yearly after audit Payroll Registers: Registers or records serving Semipermanent 5 years the same function of documenting the earnings, 50-907(2) (a) Payroll Register - voluntary and required deductions, and Year End withholdings of city employees. Information usually includes employee name and social security number, hours worked, rate, overtime, vacation value, various allowance, gross pay, federal and state withholding, voluntary deductions, net pay, and related data. Records documenting hours worked, leave hours Semipermanent 5 years after Payroll Time accrued, and leave hours taken by city 50-907(2)(a) employee Records employees. Information usually includes: separation employee name and employee number, hours worked, type and number of leave hours taken, total hours, dates and related data Travel Records Records documenting requests, authorizations, Semipermanent 5 years reimbursements, and other actions related to 50-907(2)(a) employee travel, including expense reports and receipts, vouchers and related documents. Records documenting claims submitted by Temporary 3 years former city employees for unemployment SO-907(3)(d) Payroll compensation. Usually includes: claims, Unemployment notices, reports, and related records. May also Claims include records generated by the appeal of claim determinations. These are received by HR and kept in HR CITY OF MERIDIAN RECORDS RL'TENTION SCHEDULE PAGE 13 OF 60 Records documenting employee earnings on a Semipermanent 5 years quarterly basis. Used to document costs and 50-907(2)(a) Payroll charges in the event of an unemployment Unemployment compensation claim. Information includes: Reports employee name and social security number, quarterly earnings. Payroll W2s Annual statements documenting individual Semipermanent 5 years employee earnings and withholdings for state 50-907(2)(a) and federal income taxes and social security tax, also known as federal tax form W-2. Information includes: city name and tax identification number, employee name and social security number, wages paid, amounts withheld, and related data. Certificates documenting the exemption status Semipermanent 5 years after Payroll W4s of individual city employees, also known as W- SO-907(2)(a) employee 4 forms. Information includes: employee name separates and address, social security number, designation of exemption status, and signature. PERSI Records Records relating to PERSI, including Employer Semipermanent 5 years Remittance Forms, invoices, correspondence, 50-907(2)(a) financial adjustments, etc. Records documenting competitive bidding and Semipermanent 5 years purchase of goods, services, and public works SO-907(2)(a) Purchasing construction, and procurement of design Selection professionals. Records include: published notices and solicitations, specifications, bids, requests for qualifications, statements of qualifications, etc. Requests and purchase orders for goods or Semipermanent 5 yeazs Purchase Orders services purchased by the city. Information 50-907(2)(a) includes: department, delivery location, date, quantity, description, unit and total price, and authorizing signatures. Real Property Title Record documenting payment of real property Permanent In Perpetuity Records 50-907(1)(e) Receipts Copies of receipts, showing the date, from Semipermanent 5 years whom received, amount, purpose, eta (same as 50-907(2)(a) cash receipts) Sales & Use Tax Used to report and remit sales tax collected and Semipermanent 5 years Forms due to the state. 50-907(2)(a) Signature Records documenting authorization of Semipermanent 5 years Authorization designated employees to sign fiscal and 50-907(2)(a) Records contractual documents. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 14 OF 60 Utility Billing - Records documenting adjustments to customer Semipermanent 5 years Adjustment water, sewer, garbage or other city-provided SO-907(2)(a) Registers service billings for debits, credits, refunds, returned checks, and related reasons. Information usually includes: customer's name and address, type of adjustment, justification, amount changed, authorizing signatures and other information. (records held within the billing software) Utility Billing - Records documenting transactions on the water, Semipermanent 5 years Billing/ Payment sewer, garbage or other city-provided service 50-907(2)(a) Registers account of each customer. Useful for reference to assure accurate customer billings and posting of payments. Information often includes: customer's name, service address, meter reading, water usage, utility charges, payments, adjustments and related data. (records held within the billing software) Records documenting routine information Semipermanent 5 years Utility Billing - changes to customer accounts, including name 50-907(2)(a) Change Record and address. (records held within the billing software) Utility Billing - Records documenting a customer's request for Semipermanent 5 years Disconnect Record disconnection of water, sewer, garbage or other 50-907(2)(a) city-provided services. (records held within the billing software) Utility Billing - Document the readings of customer water Semipermanent 5 years Meter Readings meters for billing purposes. Information 50-907(2)(a) typically includes: meter reading, date read, account number, billing code, final reading, reason for turnoff, meter changes, and related data. (records held within the billing software) Utility Billing - Records documenting customer payment of a Semipermanent 5 years Security Deposit security deposit to receive temporary dumpster 50-907(2)(a) Records services. Information usually includes date, amount of deposit, customer's name, address, and account number, date account closed, refund date, amount of deposit applied, and related information. Until Vendor Lists Lists of vendors providing goods and services to Transitory superseded or the city. Name, address W9 for vendors obsolete Capital Asset Record of purchase, vendor invoice and related Semipermanent 5 years Record documents 50-907(2)(a) Capital Asset Record of disposal, department request of Semipermanent 5 years after Record disposal 50-907(2)(a) disposal CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 1$ OF 60 Utility Billing - Notice to City Council to verify that no Semipermanent 5 years Disconnect Notice customer currently slated for shut off due to 50-907(2)(a) to City Council non-payment has requested a hearing with the Board of Adjustment. Notice includes number of customers slated for shut off and the value of the delinquent accounts. Electronic spreadsheet used during shut off day Semipermanent 5 years Utility Billing -Shut by water department field staff and 1VIUBS. 50-907(2)(a) off Turn On (Soto) Tracks customers that are to be shut off, payments, and turn-ons as authorized. Record includes: Customer name, service address, meter id, time of shut off, time of payment, time of turn-on, fee waived if applicable and general notes. Utility Billing - One page document that records a customer's Semipermanent 5 years Payment promise to pay. 50-907(2)(a) Arran ement Utility Billing - Completed application with voided check from Transitory 1 year after Direct Pay customer authorizing automatic with-drawl of cancellation A plication funds to pay on specified utility account of enrollment Utility Billing - Application completed by owner or property Semipermanent 5 years Billing Directive manager to initiate Third Party billing for SO-907(2)(a) specified utility account. Information included: owner, property manager, tenant, move-in date, and service address. Utility Billing - Supplemental document completed by the tenant Semipermanent 5 years Renter Addendum to accept the third party billing for specified SO-907(2)(a) utility account. Information included: tenants name, service address, mailing address and phone number. Utility Billing - General correspondence and forms related to a Semipermanent 5 years Customer File specific utility account. This information would SO-907(2)(a) be in addition to that found within the billing software. Documents in file may include and are not limited to: general letters, payment arrangement forms, third party billing dots, hard copies of customer history reports, leak adjustment requests, letters submitted to the City for customers Utility Billing - Document submitted by customer requesting an Semipermanent 5 years Billing Adjustment adjustment of charges on their account. SO-907(2)(a) Request Information includes: Customer name, service address, reason for billing adjustment CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE l6 OF 6O FIRE DEPARTMENT January 2012 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Administrative Records regarding day-to-day administration of Transitory Until Records department, e.g., copies of invoices, travel records, administrative uniform clothing purchases, fuel charges, fuel need ends or receipts, fuel reports, inventory asset information record is forms, and copier copy count sheets. Phone logs, superseded ride-along tracking records, waste water inventory, Knox Box Forms, blogs, daily attendance sheets, and quarterly personnel newsletter. Correspondence Day-to-day office and housekeeping correspondence Transitory Until not unique to city functions or programs. administrative need ends General adminishative correspondence, including Semipermanent 5 years records created or received in the course of administering city policies/programs, but not related to significant policy/program discussions or decisions. Policy/program correspondence, documenting the Permanent In perpetuity formulation, adoption, and implementation of significant policy/program decisions, including letters to personnel, Certified Family Home Fire District letters, letters regarding training bums, etc. Equipment Equipment maintenance and test records include: Transitory Until Maintenance & Fire hose records such as test date, date previously administrative Test Records tested, apparatus number, station number, hose need ends diameter, conditions found, service date, defects corrected, etc. Ladder test results done annually on all ladders. Tests done on SCBA's including flow testing. Emergency medical equipment maintenance records used to verify regular maintenance of emergency medical equipment such as copies of contracts, maintenance schedules, test protocols, equipment inventory, performance test records, repair records, parts used and service reports. Fire & Security Records documenting the department's role in issuing Permanent In perpetuity Alarm System permits, testing and maintaining fire and security Records alarms, including fire alarm and sprinkler system plans. May include permits, applications, malfunction reports, maintenance reports, and related documents. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 17 OF 60 Fire Fire and arson investigation case files, including Permanent In perpetuity Investigation investigative reports, witness statements, Records photographs, maps, correspondence, notes, video and audio recordings, copies of property releases, laboratory reports, and incident/injury reports. Hazardous Inspection records of underground and above ground Permanent In perpetuity Materials fuel storage tanks. Reports and investigation results Records of incidents including spills and leaks, etc. Historical Newspaper clippings and articles relating to the Permanent In perpetuity Records Meridian Fire Department, photos of events. In-Home Care Documents relating to fire code inspections Semipermanent 5 years Facility performed by the department of home daycares and Inspections foster care homes. May include reports, notices, citations, occupancy and pre-fire planning records, floor plans, sketches, reports, lists and related documents. Inspection and Documents relating to fire code inspections Semipermanent 5 years Occupancy performed by the department of commercial Records for buildings. May include reports, notices, citations, Commercial occupancy and pre-fire planning records, floor plans, Buildin s sketches, reports, lists and related documents. Juvenile Fire Case files related to juvenile fire setter investigation, Permanent In perpetuity Setter including investigative reports, witness statements, Evaluations photographs, maps, correspondence, notes, video and audio recordings, copies of property releases, laboratory reports, incident/injury reports. Maps Maps and related records maintained by the Transitory Until depaztment for address location, reference and for superseded tracking various trends. May include lists, books and other methods of address location. Meeting Final, approved Officer and Command Staff meeting Semipermanent 5 years Minutes minutes. Monthly and Monthly and Annual Department reports Permanent In perpetuity Annual Department Reports CITY OF MERIDIAN RECORDS RETENTION SCI-llillUL& PAGE 18 OF 60 Narcotics Narcotic inventory and usage- hard copy, narcotics Temporary 3 years Inventory & distributed to the engine companies Usa e National Fire National Fire Incident Reporting System (NFIRS) Permanent In perpetuity Incident Fire Incident Report, including as related to fire run, Reports medical emergency, casualty, hazardous materials call, false alarm, good intent, or service call. May include property release forms, civilian and fire service casualty reports, hazardous materials reports, etc. Patient Care Records related to patient care, refusal of care, denial Permanent In perpetuity Records of need for care, supplemental emergency medical services reports, diagnostic attachments to include ECG, care surntnary reports and vital sign reports. Plans, Records related to department operations, including Transitory Until Protocols, Medical Supervision Plan, standing written orders, superseded Guidelines, operational guidelines, administrative and operational Policies policies Proof of Proof of worker's compensation and other insurance Transitory Until Insurance required for training tower usage by other agencies superseded Public Records related to the design and implementation of Semipermanent 10 years Education educational and other outreach programs provided to Programs & the public by the department. May include: class Publications descriptions, instructional materials, course outlines, class enrollment and attendance records, reports, speeches, publications, and car seat inspection forms. Public Record Public records requests and responses. Temporary 1 year Requests Ride-Along Signed waiver for persons requesting aride-along Transitory Until Forms with the department. administrative need ends CITY OF MERIDIAN RECORDS RETENTION SCFIEDULE PAGE 19 OF 60 Structure Burn Training Records Records related to structure burns. Semipermanent 10 years Vehicle and Records documenting maintenance and repairs of Semipermanent 5 years after Equipment vehicles, equipment, and other assets with a useful disposal or Maintenance life generally more than five years. May include replacement and Repair vehicle maintenance records, inspections, pump of asset to Records testing and repair records of apparatus, ladder which record inspections, and SCBA equipment. is related Meridian Rural All records of activities of the department or other Permanent In perpetuity Fire Protection City deparhnents as they relate to the Meridian Rural District Records Fire Protection District. May include: annual audits, land and apparatus acquisition records, records relating to construction of fire stations, bank statements, tax levy forms, Local Government Investment Pool statements, financial statements, annual budget records, legal notices, meeting minutes, election records, declarations of candidacy, election results, ICRMP insurance records, audio recordings of meetings. CITY OF MERIDIAN RECORDS RETENTION SCHEDULG PAGE 20 OF 60 HUMAN RESOURCES DEPARTMENT July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Affirmative Records documenting city compliance with the Civil Semipermanent 5 years Action; Rights Act of 1964, the Equal Employment Idaho Code § Equal Opportunity Act of 1972 and the Americans with 50-907(2)0; Employment Disabilities Act. Records include: plans, policy 29 CFR Part Opportunity statements, reports, investigations, case files and 1602; 29 CFR Commission related information. Also includes EEO-4 reports 1620.32 reports submitted to the Equal Employment Opportunity Commission (EEOC) documenting compliance with EEOC requirements by cities with 15 or more employees. Benefits Records documenting notice to employees, spouses and Semipermanent 75 years after Continuation dependents informing them of their rights to continue Idaho Code ~¢ employee insurance coverage after termination or disability or SO-907(2) (g); separation, family leave and whether coverage was elected or 29 CFR 1627 3 expiration of rejected. Continuation may be under COBRA or eligibility, or another provision. Notice is also sent to a third party completion of administrator who administers the extended coverage. litigation, Records may be filed with the Employee Benefits whichever is Records or Employee Personnel Records. longest City Hall Records documenting the activities and administration Temporary 2 years from last Volunteer of volunteer programs in city hall and records Idaho Code ,¢,¢ date of volunteer Program documenting work performed for the City by citizens 50-907(3)(d) work records without compensation for their services. May include volunteer applications forms, volunteer and emergency contact information, agreements, applications, skills test results, training documentation, task assignments, monitoring records, volunteer hour statistics, volunteer program publicity records, insurance information, inactive volunteer files, and related records. Collective Records documenting negotiations between the city Temporary 3 years Bargaining and employee representatives, including contracts, Idaho Code § reports, negotiation notes, letters of agreement, 50-907(3)(d); arbitration findings, cost analyses, minutes, tape 29 CFR 516. S recordings, etc. Employee Records relating to city employee benefits information Semipermanent 75 years after Benefits such as: selection of insurance plans, retirement, Idaho Code ~,¢ employee pension, and disability plans, deferred compensation SO-907(2)0 separation, plans, and other benefit information. Records may and 45-610; 29 expiration of include but are not limited to: plan selection and CFR 1627.3; 29 eligibility, or application forms, enrollment records, contribution and CFR 1602.31; completion of deduction summaries, personal data records, IDAPA litigation, authorizations, beneficiary information, year-end leave 09.01.35.081 whichever is balance reports, notices of disability payment made, longest and related documentation. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 21 OF 60 Employee Medical Records Document an individual employee's work-related medical history. These records are not personnel records and must be kept in a separate location from employee personnel records as required by the Americans with Disabilities Act. Records may include, but are not limited to: medical exam records (pre- employment, pre-assignment, periodic or episodic), X- rays, records of significant health or disability limitations related to job assignments, documentation or work-related injuries or illnesses, hearing test records, hazard exposure records, first- aid incident records, physician statements, release consent forms and related correspondence. Document of employee's work history. Records may include, but are not limited to: employment applications, notices of appointment, training and certification records, records of health limitations, drug testing, salary schedules, personal actions, performance evaluations, awards and other special recognition, letters of recommendation, investigation information, disciplinary action, notices of layoff, letters of resignation, home address and telephone, emergency notification forms, oaths of office, grievance and complaint records, and relate correspondence and documentation. (See also Employee Benefits Records, Employee Medical Records, Recruitment and Sellection Records, and Volunteer Records.) Document to the U.S. Immigration and Naturalization Service that an applicant or employee is eligible to work in the U.S. Information includes: employee information and verification data such as citizenship or alien status and signature, employer review and verification data such as documents, which establish identity and eligibility, and employer's signature certifying that documents were checked. This category includes forms completed for all new hires, as Idaho Code ,¢§ SO-907(2)(y~ and 72-601, 29 CFR 1602.31; 29 CFR 1910.1020 75 years after employee separation, expiration of eligibility, or completion of litigation, whichever is longest Employee personnel records Employment verification (I-9) of job applicants superseded or previous forms completed on rehires Hazard Emergency response employees exhibiting signs or exposure symptoms possibly resulting from exposure to records hazardous substances are required to be provided medical examination and consultation. Records include: employee's name and social security number; physician's written opinion, recommended limitations; results of examinations and tests; employee medical complaints related to hazardous substance exposure; description of employee's duties as they relate to exposure; the employee's exposure levels or anticipated exposure levels; description of protective Semipermanent ~ 75 years after Idaho Cade ~¢§ 50-907(2)(g) and 45-610; 29 CFR 1627 3; 29 CFR 1602.31; IDAPA 09.01.35.081 employee separation, expiration of eligibility, or completion of litigation, whichever is longest Temporary Idaho Code ~' 50-907(3) (d), U.S.C. § 1324a(b)(3) (Immigration Reform and Control Act) Semipermanent Idaho Code ,¢ 50-907(2)(8); 29 CFR 1910.1020 3 years after date of hire or 1 year after employment is terminated, whichever is later 75 years after employee separation, expiration of eligibility, or completion of litigation, whichever is longest CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 22 OF 60 equipment used; and information from previous medical examinations of the employee which is not readily available to physician and other information. Kinds and Records documenting the description, classification Temporary 3 years levels chart and compensation of city jobs and positions. Usually Idaho Code § includes details of duties and responsibilities of each 50-907(3) (d); position time percentage breakdowns of tasks, skills 29 CFR Part and abilities needed for each position, and related 1602 and 29 records documenting the development, modification or CFR 1627.3 redefinition of each job or position. Personnel Forms submitted to HR upon initial hire, pay increase Semipermanent 75 years a8er Action (PAR) or decrease, change of address, or change of supervisor Idaho Code § employee Forms 50-907(2)(8); separation, 29 CFR Part expiration of 1602 and 29 eligibility, or CFR 1627.3 completion of litigation, whichever is longest Position Records documenting the description, classificafion Temporary 3 years descriptions and compensation of city jobs and positions. Usually Idaho Code ,¢ includes details of duties and responsibilities of each 50-907(3)(d),~ position time percentage breakdowns of tasks, skills 29 CFR Part and abilities needed for each position, and related 1602 and 29 records documenting the development, modification or CFR 1627.3 redefinition of each job or position. Photo Photographs and other records used to identify city Transitory Until superseded, Identification employees, private security personnel, contract workers obsolete or and other. May include photographs taken by City for administrative identification or prox card or driver's license needs end photocopy. Recruitment Documents regarding the recruitment and selection of Temporary 2 years and selection city employees and contracted service providers such Idaho Code ,¢ records for as attorneys, auditors, consultants, etc. Records may 50-907(3)(d); applicants include, but are not limited to: job announcements and 29 CFR who are descriptions, applicant lists, applications and resumes, 1602.31; 29 hired position advertisement records, civil service and other CFR examination records, interview questions, interview 1627.3(h)(1)(vi) and application scoring notes, applicant background invesfigation information, polygraph test results, letters of reference, civil service records, staffing requisition forms, certification of eligibles, recruitment file (job announcement, position description, documentation relating to the announcement and test, and test items and rating levels), and related correspondence and documentation. Recruitment Documents regarding the recruitment and selection of Temporary 2 years and selection city employees and contracted service providers such Idaho Code ,¢ records for as attorneys, auditors, consultants, etc. Records may 50-907(3)(d); CITY OF MERIDIAN RECORDS RETENTION SCHEDOLE PAGF. 23 OF 60 applicants include, but are not limited to: job announcements and 29 CFR who are not descriptions, applicant lists, applications and resumes, 1602.31; 29 hired position advertisement records, civil service and other CFR examination records, interview questions, interview 1627.3(b)(1)(vi) and application scoring notes, applicant background investigation information, polygraph test results, letters of reference, civil service records, staffing requisition forms, certification of eligibles, recruitment file (job announcement, position description, documentation relating to the announcement and test, and test items and rating levels), and related correspondence and documentation. HR internal Records related to the design and implementation of Semipermanent 5 years from final training training program provided to employees by the city. Idaho Code ,~ presentation use program May include course descriptions, instructor 50-907(2)(g) certifications, instructional materials, course outlines, class enrollment and attendance records, tests, test results, and related records. CITY OF MERIDIAN RECORDS RETENTION SCHEDOLE PAGE 24 OP 60 LEGAL DEPARTMENT Januuy 2012 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Civil Case Files Pending and closed cases filed by and Semipermanent Keep 10 years against the city, including all pre- SO-907(2)(p~ after case closed litigation, litigation, appellate or dismissed, or documents (complaints, summons, date of last investigations, reports, attorney notes, action discovery-related records,pleadings, deposition transcripts, disposition, orders and judgments, settlement and mediation information, appeals, and related records), and bankruptcy files. Claim Files Claims for damages filed by and Semipermanent Keep 10 years against the city, including claims 50-907(2)(g) from date of caused by city employees/equipment, resolved claim, including related correspondence. provided there is no litigation. Departmental Reports prepared by the city attorney Semipermanent 5 years after date Reports for the mayor and city council. 50-907(2)(e) of issuance or completion of the matter contained within the record. Forms, tern lates Legal forms and templates Transitory Until superceded Land Use Appeals of land use decisions, Semipermanent Keep 10 years Appeals including staff reports, pleadings, 50-907(210 after case closed briefs, and related records. or dismissed, or date of last action Legal Opinions, Formal and informal opinions and Permanent In perpetuity Memoranda memoranda rendered by the city 50-907(1)(h) attorney for the mayor, city council, or city departments, examining legal questions relating to state/federal law/rules or local ordinances/policies. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 25 OF 60 INFORMATION TECHNOLOGY DEPARTMENT July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Backup tapes A copy on a tape cartridge of the Transitory 1 year contents of all data from the City servers Case Management All cases opened in Case Management, Semipermanent 5 years notes including Code Enforcement, Building 50-907(3)(d) Services, Legal, and Information (other) Technology Department Policies, reports, and documents Semipermanent 5 years policies and regarding internal department 50-907(2)(e) reports operations and procedures, e.g. (dept. report) computer usage policy, password policy, service level goals, training materials, evaluations of materials Disaster Recovery Strategy for retention and recovery of Transitory Until Plan network and electronic documents superseded or following network or server crash or updated failure Information Minutes kept of monthly MIS Temporary 2 years Steering Committee meetings 50-907(3)(d) Committee (other) Minutes Internally- Text-based programming statements or Transitory Until generated source instructions that create or execute a superseded or code computer program updated Internet history List of websites accessed on City Transitory 90 days computers and electronic devices Inventory List of electronic devices held by City Transitory Until Management and software licensing information and superseded or (Express Metrix) specifications for each electronic updated device used by City Outlook Meeting requests sent and received by Transitory Until deleted appointments employees via Outlook; appointments by user scheduled via Outlook by employees; meeting and appointment reminders sent and received via Outlook Outlook a-mail All e-mail messages, sent or received Semipermanent 5 years messages -general by City staff using Outlook software, 50-907(2)(g) City staff that are stored in Outlook or the City's (other) e-mail archiving system. (E-mail messages may be preserved elsewhere in digital or paper format for longer periods of time as the subject matter of such messages may require.) CITY OF MERIDIAN RECORDS Rli'rENTION SCHEDULE PAGE 26 OF 60 Outlook a-mail All e-mail messages, sent or received Transitory Until deleted messages -specific by part-time staff, seasonal staff, by user City staff temporary staff, interns, or firefighters using Outlook software, that are stored in Outlook or the City's a-mail archiving system (E-mail messages may be preserved elsewhere in digital or paper format for longer periods of time as the subject matter of such messages may require.) Outlook tasks and Tasks, task requests and reminders sent Transitory Until deleted notes and received by employees via by user Outlook Prox card access Register of which prox cards have Transitory 90 days history accessed a restricted area Security camera Video footage from security cameras Transitory Until footage mounted on and in city facilities overwritten by system Shoretel phone List of incoming and outgoing calls, Transitory 90 days history including phone numbers and caller identification, as available Voice mail Incoming verbal messages recorded on Transitory Until deleted mesa es Shoretel or other voice mail systems by user CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 27 OF 60 MAYOR' S OFFICE January 2012 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Agendas & Agendas and minutes of Director Semipermanent 10 years Minutes Meetings, Operational Meetings, Mayor's Youth Advisory Council Meetings/ Annual Reports Report on City's and Mayor's Office Permanent In perpetuity activities over preceding year summarizing activities and financial performance. Attendance Sheets Sign-in sheets, where offered, for Temporary 2 years from activities and events hosted by the date of event Mayor's Office. Applications Forms and materials submitted in Semipermanent 10 years application for positions or awards administered by Mayor's Office, including applications for scholaz~ships, Promise partners, Mayor's Youth Advisory Council, volunteer positions, City commissions, and City committees or task forces. City Website HTML text stored in data base table in Transitory Until updated Content CMS. Note: Source document may or superseded exist elsewhere, and be retained pursuant to separate record retention schedule. Correspondence- Records created or received in the Semipermanent 5 years General course of administering city Administrative policies/programs, but these records do not provide insight into significant policy/program discussions or decisions. To include: Citizen response letters Correspondence Day-to-day office and housekeeping Transitory Until correspondence not unique to City administrative functions or programs. May include; needs ends thank you notes, welcome letters, letters to homeowners associations and businesses. Policy/program correspondence, Permanent In perpetuity documenting the formulation, adoption, and implementation of significant policy/program decisions. May include correspondence relating CITY OF MERIDIAN RL•CORDS RETENTION SCLIBDULE PAGE 28 OF 60 to Commission and Committee appointments and correspondence with other government agencies. Economic HTML text stored in economic Transistory Until updated Development development website's external data or superseded Website base. Memoranda Internal or external memoranda Permanent In perpetuity summarizing research, recommendations, and other information News Releases A written or recorded record directed Permanent In perpetuity at members of the news media for the purpose of making a newsworthy announcement. Photos Published or historically significant Permanent In perpetuity photographs taken, owned, or stored by the Mayor's Office. Photographs that are not used or Transitory Until needed for a particular purpose. administrative need ends Proclamations City-initiated proclamations Permanent In perpetuity Outside group-initiated proclamations Transitory 1 year Publications Informational or promotional Semipermanent 10 years publications of the Mayor's office, including newsletters, flyers, marketing materials, brochures, program materials. Public Addresses Records relating to State of the City Permanent In perpetuity address. May include script, video, PowerPoint, program, agenda, photos. Records relating to State of the City Transitory Until addresses or speeches. May include administrative script, video, PowerPoint, program, need ends agenda, photos. Talking Points Records prepared to summarize issues Transitory Until in preparation for discussion with the administrative public or media. need ends Videos Videos prepared monthly for Permanent In perpetuity informational or promotional purposes, e.g., Celebrate Meridian Videos prepared weekly for Temporary 2 years informational or promotional purposes, e.g., City Council meetings, This Week in Meridian Raw video footage, used or unused Transitory Until administrative need ends CITY OP ML'RIDIAN RECORDS RETENTION SCFIEDULE PAGE 29 OF 60 PARKS & RECREATION DEPARTMENT Januazy 2012 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Facility reservation Form applying for reservation of MPR Temporary 2 years application and facility; other required documentation SO-907(3) (d) materials such as proof of insurance. (other) Financial aid Completed application form and Temporary 2 years applications materials submitted to request 50-907(3)(d) financial assistance for children's (other) class or program. Incident or Reports of incidents, injuries, or Temporary 2 years accident reports accidents incuned during or related to SO-907(3)(d) a department-sponsored or (other) department-provided class, camp, program, reservation, or activity. Indemnity forms, Signed waiver/indemnity agreement Temporary 2 years medical release related to individual's or 50-907(3)(d) forms, waivers organization's participation in (other) department-sponsored or department- provided class, camp, program, reservation, activity, h'ansportation, or travel. Internal Logs of employees' time, tasks, and Permanent In perpetuity department time location; reports and analysis of 50-907(1)(h) logs and reports related data. (other) Memorial forms Form requesting memorial in MPR Permanent In perpetuity facility under established memorial 50-907(1)(h) program (e.g. Generation Plaza Brick (other) Sales form, Memorial Tree Program form) Parks & Recreation Annual newsletter prepared by Parks Permanent In perpetuity Department & Recreation Department. 50-907(I)(h) newsletters (other) Public input Records of public input, including Permanent In perpetuity records survey results, neighborhood meeting 50-907(1)(h) minutes, correspondence, etc. (other) Registration forms Form registering an individual fora Temporary 2 years recreation class, team, or event. 50-907(3)(d) (other) Sign in/Sign out Forms completed by parents to signify Temporary 2 years sheets that minor participant has been 50-907(3)(d) CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 30 OF 60 dropped off or picked up from a (other) department-sponsored or department- provided class, camp, program, or activity. Sports schedules Record of games played and final Temporary 2 years and scores scores. 50-907(3)(d) (other) Team rosters Record of all individuals registered for Temporary 2 years a sports team. 50-907(3)(d) (other) Tree inventory Inventory of all public trees Permanent In perpetuity maintained by City Arborist per City 50-907(1)(h) Code. (other) CITY OF MERmIAN RECORDS RETENTION SCHEDOLE PAGE 31 OP 60 PLANNING DEPARTMENT January 2012 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Accessory Use Application. Records also may Permanent In perpetuity Permits for include: administrative review Daycare or Home documents including copy of issued Occupation permit, and the original signed copy of home occupation compliance statements. Alternative Application. Records also may include: Permanent In perpetuity Compliance administrative review documents including copy of issued approval with accompanying CZC or final plat. Annexation Application. Records also may include: Permanent In perpetuity annexation development agreement, 50-907(1)(e) notices of hearing, staff report, recommendations of the planning and zoning commission, maps, City Council decision, ordinance, legal description, etc. Area of City Records include public notices, Permanent In perpetuity Impact; correspondence, notices of hearing, 50- negotiations recommendations from the planning 907(1)(a)(b)(e) and zoning commission, maps, and (h) "committee of nine" proceedings, etc. CDBG Sub Agreement. Semi- 5 years recipient permanent a reements 50-907(2)(g) CDBG Plans and Plans, reports, and related Permanent In perpetuity Re orts correspondence, documentation. 50-907(1)(h) Certificate of Application. Records also may include: Permanent In perpetuity Zoning proposed site/landscape plan with 50-907(1)(h) Compliance; parking, landscaping, setbacks, lot See also Verification area, administrative review documents, 50-907(2)(C) copy of certificate, verification, etc. City Council Application for City Council Review. Permanent In perpetuity Review appeal) 50-907(1)(h) Comprehensive Application with map, map and text Permanent In perpetuity Plan amendments, future land use and 50-907(1)(e) acquisition maps and related documents. Records also may include: related documents, notices of hearing, staff report, planning and zoning commission recommendations, decision, related correspondence, adopting resolution, etc. CITY OF MERR)IAN RECORDS RL'TENTION SCI-IEDULE PAGE 32 OF 60 Conditional Use Application. Records also may Permanent In perpetuity Permit; include: blueprint drawings, notices of 50-907(1)(h) Modification hearing, staff report, planning and zoning commission recommendations, decision, related correspondence, etc. Design Review Application. Records also may include: Permanent In perpetuity records related to design review 50-907(1)(h) overlay districts, staff reports, committee recommendations, material boards, maps, photographs, etc. Development Development agreement including: Permanent In perpetuity Agreement; records documenting formation, 50-907(1)(e) Modification modification including application to modify conditions, application to extend the time to sign the agreement, and termination of development agreement. Director Application and decision. Semipermanent 10 years Determination 50-907(2)(g) Planned Unit Application. Records also may Permanent In perpetuity Development include: maps, diagrams, site plans, 50-907(1)(h) notices of hearing, staff report, recommendation/decision by the planning and zoning commission, correspondence, etc. Planning Studies Planning studies and related Permanent In perpetuity not adopted into documentation. 50-907(1)(h) the Comprehensive Plan or UDC Plat, final; Application. Records also may include: Permanent In perpetuity modification to map, plan, proof of ownership, 50-907(1)(e) condition applicable statement(s) of conformance, staff report, correspondence, Director determination, City Council decision, application for modification of condition(s) and decision, etc. Plat, preliminary Application. Records also may include: Permanent In perpetuity map, staff report, correspondence, 50-907(1)(e) decision, etc. Plat, preliminary Application. Records also may include: Permanent In perpetuity and final final plat and supporting records, staff 50-907(1)(e) report, correspondence, decision, etc. Plat, short Application. Records also may include: Permanent In perpetuity map, staff report, correspondence, 50-907(1)(e) decision, etc. Private Road; Application. Records also may include: Permanent In perpetuity permit map, documents related to access, 50-907(1)(e) CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 33 OP 60 maintenance, right-of--way, easement, correspondence, decision, etc. Property Application. Records also may include: Permanent In perpetuity Boundary tentative Director approval 50-907(1)(e) Adjustment documentation, recorded survey, conditions of approval, Director determination, certificate of zoning compliance, etc. Rezone Application. Records also may include: Permanent In perpetuity rezone agreement, notices of hearing, 50-907(1)(e) staff report, recommendations of the planning and zoning commission, maps, decision, ordinance, etc. Sign; planned sign Application. Records also may include: Semipermanent 5 years after program; permit sign design/drawings, correspondence, 50-907(2)g) expiration, staff notes, tentative Director approval, revocation, or decision, permit, etc. denial. Sign, temporary Application. Records also may include: Transitory 1 year and/or limited sign design/drawings, correspondence, duration; ermit staff notes, decision, permit, etc Time Extension, Application, staff report, and decision. Semipermanent 5 years Director, Planning 50-907(2)(g) & Zoning Commission or Council Unified Application with proposed code Permanent In perpetuity Development amendments. Records may include: 50-907(1)(e) Code; amendment staff report, recommendation of the planning and zoning commissioner, correspondence, decision, ordinance, etc. Vacation Records Records include petitions to vacate, Permanent In perpetuity maps, descriptions of property, staff 50-907(1)(e) reports, letters of relinquishment and other correspondence, decision, etc. Variance Application. Records also may Permanent In perpetuity include: Idaho Transportation Department correspondence and/or decisions, decision(s), etc. Zoning Letter and related documentation. Temporary 2 years Verification Letter 50-907(3)(d) CITY OF MERIDIAN RECORDS RE'PENTION SCHEDULE PAGE 34 OF 60 POLICE DEPARTMENT July 2013 RECORD DESCRIPTION CATEGORY RETENTION PERIOD Activity reports Daily, weeldy, monthly or other Semipermanent 5 years reports documenting the activities of Idaho Code ,¢,¢ employees, including type of activity, 50-907(2)(e) employees involved, time spent on activity, work completed, equipment used, etc. Animal Control Reports documenting animal control Semipermanent If citation is reports calls for service and activities, Idaho Code § issued or typically includes reports of lost/found 50-907(2) (g) charge is dogs, dogs at large, dog bites, filed: voluntary relinquishments, etc. 5 years after Supportive document that are scanned final into the police report are typically disposition kennel cards, adoption papeltivork, release to owner paper work, If no citation euthanize record, copy of citations is issued and issued, vicious dog reports, findings, no charges are and correspondence, etc. filed: 5 years Note: Does not include animal control after closure reports embedded with a crime report of file (DR), which shall be retained according to the retention period established for DRs. Audio files (active Audio recordings created by police Transitory 6 months after case pending) officer making a traffic stop or other final citizen contact, where a citation is disposition of issued, an arrest is make, a charge is citation or filed, or an investigation is opened charge regarding the incident. Note: Does not include audio recordings embedded with a crime report (DR), which shall be retained according to the retention period established for DRs. Audio files (no case Audio recordings created by police Transitory 30 days after or investigation officer making a traffic stop or other recorded pending) citizen contact, where no citation is issued, no arrest is make, no charge is filed, and no investigation is pending regarding the incident. Briefing records Records documenting internal Transitory Until communications between supervisors administrative and shift workers or between staff on need ends CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 35 OP 60 different shifts to alert them to problems, issues or activities. Records may include, but not limited to: briefing logs, ILETS/NCIC messages, and bulletins from other agencies. Bulletins from Records including bulletins, circulars, Transitory Until other agencies and related records received from administrative federal, state and local law need ends enforcement agencies. Usually contains descriptions and photographs of fugitives, missing persons, stolen property, etc. Community service Records relating to police community Transitory Unti] and outreach service programs. Records may administrative programs include: publications, mailing lists, need ends plans, evaluations, notes, reports, lesson plans and outlines, etc. Crime analysis Records documenting police efforts to Temporary 3 years statistics anticipate, prevent, or monitor Idaho Code ,¢ criminal activity. May include 50-907(3)(d) statistical summaries of crime patterns, modes of operation, analysis of particular crimes, criminal profiles, forecasts, movements of known offenders, etc. Crime reports Reports created by police officers Permanent In perpetuity (DRs) for major documenting a criminal offense and crimes actions taken, may include charging or (homicide, rape, arresting suspects. Information kidnapping, typically included in this case report is robbery, and location of occurrence, date and time, aggravated battery) handling officer, involved parties involved and their personal information (suspect, vicfims, witnesses, reporting party, etc.), a summary of the events and additional supportive documents, which may include embedded audio recordings, notarized probable cause statements, witness statements, runaway forms, release of custody forms (juveniles), criminal background information (ILETS/Triple III, Ada LE Lookup, ISTARS, JDOC), documents provided by citizens and victims, copy of citations, property invoice and release of property forms, etc. Crime reports Reports created by police officers Semipermanent If citation is Rs for other documenting a criminal offense and Idaho Code ,¢ issued or CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 36 OF 60 crimes actions taken, may include charging or 50-907(2)(g) charge is arresting suspects. Information filed: typically included in this case report is 5 years after location of occurrence, date and time, final handling officer, involved parties disposition involved and their personal information (suspect, victims, If no citation witnesses, reporting party, etc), a is issued and summary of the events and additional no charges are supportive documents, which may filed: 5 years include embedded audio recordings, after closure notarized probable cause statements, of file witness statements, tow slips, administrative license suspension forms, intoxilyzer slips, field sobriety tests form, runaway form, release of custody form (juveniles), criminal background information (ILETS/Triple III, Ada LE Lookup, ISTARS, JDOC), documents provided by citizens and victims, copy of citations, property invoice and release of property forms, Leads Online printouts, shoplifting reports from store security officers, etc. Criminal history Records obtained via ILETS or local Transitory Until records or jail systems (Ada LE Lookup) that administrative ILETS/NCIC provides information on the need ends reports accumulated criminal arrest and conviction history of an individual which may be useful in an investigation. Records may include a summary sheet, arrest record, fingerprint information, and mug shot; information typically includes name, aliases, residence, sex age, date and place of birth, height, weight, hair and eye color, scars, marks, tattoos, abnormalities, date of arrest, offense committed. Note: Does not include criminal history records embedded with a crime report (DR), which shall be retained according to the retention period established for DRs. Daily patrol log Summary of patrol calls for service Transitory 1 year that result in a case report (DR) being generated. May include type of call, location, time, short summary and CITY OP MERIDIAN RECORDS RE'I'EN7'ION SCHEDULE PAGE 37 OF 60 case number. Expunged or sealed Police reports documenting criminal Semipermanent 5 years records charging and/or arrests of a person Idaho Code §~ whose petition to seal the records is 50-907(2) (g) granted by the court. This includes juvenile records. Field interview Informational document written by Temporary 3 years reports (FI cards) police officers relating to individuals, Idaho Code ~ events, or vehicles for which the 50-907(3)(d) officer does not have probable cause for enforcement. Typically includes name and cmxent address of person contacted, physical description of person or vehicle, officer's name, location of contact, date and time , reason for contact, etc. Firearm disposal These files contain records of firearms Semipermanent 5 years records that have been disposed of through Idaho Code § sale, trade or deshuction. They 50-907(2)(g) include manufacturer's name, serial number, model, caliber, disposal method, disposal date, name of business purchasing the firearm, and bid. Gun dealers' sales Records documenting purchases of Transitory Until records guns from dealers. May include background duplicate register sheets mailed by the check is dealer to the police department and completed triplicate register sheets mailed by the and dealer to the State Police for criminal administrative records checks and then forwarded to need ends the city police deparment. Information may include sheet number, sales person, date and time, city, serial number, make, model, caliber, purchaser's information, and signatures. Impounded and Forms documenting vehicles Semipermanent 5 years abandoned vehicle impounded by police due to accidents, Idaho Code § records (impound abandonments, recovered stolen 50-907(2)(g) forms) vehicles, vehicles used in commission of a crime, etc. Documents may include notifications, information cards or sheets, receipts, etc. Information typically includes make, model, year, color, vin identification number, tag number, condition and contents of vehicle, tow company used, release conditions, name and CITY OF MERtflIAN RECORDS RETENTION SCHEDULE PAGE 38 OF 60 address of individual to whom the vehicle was released. Note: Does not include impound forms embedded with a crime report (DR), which shall be retained according to the retention period established for DRs. Indemnity bonds Copies of insurance bonds issued to Semipermanent 5 years after indemnify the police department Idaho Code § seizure is against claims of wrongful actions in 50-907(2)(g) completed civil seizure cases. Informant case files Records documenting information Temporary 3 years about -informants used by department Idaho Code ,¢ personnel. Records typically include 50-907(3)(d) reports, correspondence, payment records, fingerprint cards, signature cards, letters of understanding on informants' activities and related records. Intoxilyzer SOOOEN Factory and State of Idaho Certificates Temporary 3 years and LifeLoc for instrument. Idaho Code § instrument SO-907(3)(d) certificate Intoxilyzer SOOOEN Logging of each person that takes the Temporary 3 years log and LifeLoc breathalyzer test and verification Idaho Code ~' performance testing, may include name of suspect, 50-907(3)(d) verification log date and time, test results, operator's and IDAPA name, calibration check results, 11.03.01.013.06 simulated temperature in range, comments, etc. Intoxilyzer user User certification cards and class Transitory Until certifications and roster for our agency's Officers. administrative class roster Intoxilyzer instructor replaces with need ends each new certification period. Master name index Information on every individual who Semipermanent 100 years records has been field interviewed, has been Idaho Code § arrested, suspects or accomplices in 50-907(2)(g) crimes, victims, complainants, and witnesses to incidents. Information typically includes name, address, date of birth, race, sex, date and time of incident or contact, case number (DR#), citation numbers and other identifying data. Master Name files are automated in either Laserfiche or CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 39 OF 60 New World RMS. Media log Summary from daily patrol log for Transitory 1 year release to the news agencies and public. Includes DR # (case number), type of call for service, arrest information, location of offense. Parking citations Police Department copy of citations Transitory 6 months after issued for parking violations. final Information includes date and time, disposition of location of offense, vehicle license citation or plate information and Meridian City charge Code violation number, and issuing officer. Parking citations that are paid are sent to City Hall Finance Department. Parking'citations that are unpaid and lead to court summons are sent to the City Prosecutor. Photo identification Photographs and other records used to Transitory Until records identify agency employees, private administrative security personnel, contract workers need ends and others. It may include photographs taken for agency identification cards and prox cards, driver's license photographs, and information such as name, date of birth, physical description, identification number, driver's license information. Polygraph records Records documenting polygraph tests Semipermanent 5 years given to criminal suspects, for internal Idaho Code ,¢ investigations, and other purposes. 50-907(2)(g) Includes pre-examination records, questions, statements of consent, analysis reports, results charts, conclusions, interviewee statements, and related information. Property and Records used to track property and Semipermanent 5 years evidence control evidence coming into the police Idaho Code ~' and disposition department's possession. Documents 50-907(2)(g) records receipts, storage, and disposition of person property and physical evidence from defendants, victims, etc. May include evidence photographs and documenting crime scenes, accidents, and other incidents. Records often include receipt forms, evidence logs (showing chain of possession of evidence), property reports, destruction lists, property consignment CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 40 OF 60 sheets, seized firearm logs, homicide evidence inventories, etc. Information usually includes case number, tag number, date and time, property or evidence description, storage location, release date, etc. Note: Does not include property and evidence control and disposition records embedded with a crime report (DR), which shall be retained according to the retention period established for DRs. Radar equipment, Records documenting the calibration Temporary 3 years after certifications, and and maintenance of radar equipment Idaho Code ~ retirement of maintenance that may be useful in documenting the 50-907(3)(d) equipment records accuracy of the readings. Often includes original factory certification of calibration. Information relating to maintenance and repair may include a description of the work completed, parts used, date of service, equipment number, make, model, etc. Traffic collision Documents of traffic collisions Semipermanent If citation is reports investigated by the police department. Idaho Code ,¢ issued or These reports typically include 50-907(2)(g~ charge is complete information on all cars and filed: drivers involved in the accident, 5 years after location of occurrence, damage, cause final of accident, date and time, accident disposition diagram, description and weather conditions. If no citation Note: Does not include traffic is issued and collision reports embedded with a no charges are crime report (DR), which shall be filed: 5 years retained according to the retention after closure period established for DRs. of file Vacation watch Records (forms) documenting Transitory Until forms inspection of homes and other administrative properties when the owner/occupant is need ends away. Information typically includes name, address, date requested, vacation beginning and ending time, emergency contact information, special conditions, date and time officers check the house or property, etc. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 41 OP 60 PUBLIC WORKS DEPARTMENT July 2013 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD AlhDivisions (Administration, Business Operations, Construction Inspection, Engineering, Envirpnment~l, Wastewater; Water)~~ Activity Reports Daily, weekly, monthly or other reports Semi- 5 years documenting the activities of Public Works permanent Department employees, including: type of activity, employees involved, time spent on activity; work completed, equipment and fuel used, reports, logs, log sheets, and related records. Ada County Permits issued by Ada County Highway District Semi- 5 years Highway District (ACHD) to dig in public utility easement. permanent (ACHD) Permits Administrative Clothing order spreadsheets, copies of: Accounts Transitory Until Records Payable invoices, expense reports, leave request administrative logs, MIP Accounts Payable invoices, professional need ends or membership documents, on call yearly roster logs. record is superseded Alarm Monitoring / Reports of monitoring fire alarms, security alarms Semi- 5 years Test Results Reports and sprinkler tests for all relevant City-owned Permanent facilities including annual fire alarm testing, annual backflow testing, quarterly sprinkler testing in Sapphire suppression system, monthly fire pump runs, and monthly check on fire extinguishers and Sapphire. Correspondence, Correspondence created or received in the course of Semi- S years Administrative administering City policies, procedures, or Permanent programs. Correspondence, Day-to-day office and housekeeping Transitory Until Transitory correspondence that does not contain unique administrative information about City functions or programs. need ends Customer Complaint letters, notes on phone calls and in Temporary 3 years from Complaints person complaints from customers/citizens. complaint resolution Daily Inspection Inspection logs outlining construction progress. Semi- 5 years Los permanent Databases Database records created and maintained for the Semi- 10 years purposes of generating reports, data files, and a Permanent variety of different outputs. Departmental Department reports, performance management Semi- 10 years Re orts presentations. Permanent CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 42 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Engineering Capital Engineering Capital & Enhancement Plan (ECEP) - Semi- 5 years and Enhancement 5 year Capital Improvement Plan Reports. permanent Plan (ECEP) Reports Equipment Records of repair and maintenance of equipment Transitory Until asset is Maintenance and assigned to Public Work, including but not limited removed from Repair Records to: generators, sewage lift pumps, water pumps, service or until office equipment, and furniture. Records may administrative include summaries, reports, and similar records need ends. usually compiled from daily work records on a monthly or quarterly basis. Evacuation Checklists showing current employees and protocol. Transitory Until record is Checklists superseded Facility Assessments, Records regarding maintenance and repairs of Semi- Keep records Maintenance, and buildings and grounds owned or leased by the City Permanent requiring Repair Records including assessments of the condition ofCity- engineering owned buildings, summaries, logs, reports, and stamps 2 years similar records usually compiled from daily work after life of records. structure. Keep all other records 10 years. Geographic Aerial photographs of properties within the City. Permanent In perpetuity Information Systems, Digital Orthophotography Images Geographic Points, lines, attributes, and polygons relating to Transitory Until Information infrashucture that the City owns or maintains. superseded S stems, GIS Data Geographic A visual representation of data within a particular Transitory Until Information geographical area. Also includes maps and data administrative Systems, Maps provided by outside agencies including edge of need ends pavement, parcels, roads, and others. Geographic Record drawings, as-builts, and wiring diagrams Permanent In perpetuity Information including but not limited to water and sewer Systems, infrastructure as installed in Meridian. Record Drawings HR Documents Departmental employee personnel records should Semi- Per HR be kept in the appropriate Division's file until permanent retention employment has been terminated (involuntary or policy, records voluntary) and then the file should be sent to HR for will be kept 30 retention. years after separation from employment CITY OF MERIDIAN RECORDS RETENTION SCHEDDLE PAGE'' 43 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Maintenance Records documenting requests and responses Temporary 2 years Request Record thereto concerning a variety of maintenance responsibilities carried out by the Public Works Department. Examples include, but are not limited to: brushing and limbing, road grading, rocking, sealing, patching, and marking, traffic signals and signs, City-owned buildings and equipment, and water and sewer system problems. Master Plan Records Records that document the present and projected Permanent In perpetuity needs of the City for water, sewer, storm drainage, streets, bike paths, and other utility related systems. Includes an implementation schedule for construction, plans, reports, evaluations, cost analyses, drawings, and related documents containing rates, inventory evaluations, system rehabilitation or replacement, distribution of services, etc. Materials Safety Materials Safety Data Sheets (MSDS). Also see Transitory Until chemical Data Sheets (MSDS) Potential Exposure Records below. is removed or Sheets record is superseded Meeting Minutes Internal meeting agendas, minutes, sign-in sheets Semi- 5 years permanent Photos, Construction Photos relating to Public Works construction Permanent In perpetuity activities, infrastructure, inspection photos, etc. Photos, Building Photos relating to repair and replacement ofCity- Semi- Keep records Maintenance owned equipment, material, and facilities. Permanent requiring engineering stamps 2 years after life of structure. Keep all other records 10 years. Photos, General Photos related to Public Works Department Transitory Until activities and other general use pictures. administrative need ends Potential Exposure Report created when personnel is exposed or Semi- 30 years from Records potentially exposed to a chemical, including MSDS permanent separation of sheet of the chemical involved. Record is placed in employment the employee personnel record. Presentations Departmental presentations. Semi- 10 years Permanent Process Documents Standard Operating Procedures, Process Semi- 5 years Flowcharts, Workflows, Responsible Accountable Permanent Consulted Informed (RACI) Chazts and Process Performance Measures. CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 44 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Quotes Quotes from contractors and other service Temporary 3 years providers. Preliminary and final quotes for goods and services used to conduct building repairs, maintenance, or modifications. Safety Documents Health and Safety Manual, safety audits, training, Semi- 30 years standard operating procedures, auditory testing Permanent records, respirator fit test information. Safety Meeting Topics covered and sign-up sheet for employees Semi- 30 years Agenda / Signup who attended the meetings. permanent Sheets Supervisory Control Reports printed from Supervisory Control and Data Temporary 3 years And Data Acquisition (SCADA) system. Acquisition Reports (SCADA Technical Manuals, Owner's manuals and warranties for City-owned Transitory Until asset is Specifications, and vehicles and equipment. Includes specifications, removed from Warranties operating instructions, safety information, and service terms of coverage of repair or replacement of equipment. Telephone Records A log of all messages taken both via phone and in Transitory Until person including, but not limited to, recorded calls, administrative voicemails, phone call logs need ends Training/Travel Records documenting attendance and presentation Semi- 5 years by City employees at conventions, conferences, Permanent seminars, workshops, and similar training events. Includes h•aining/travel requests, training and Continuing Education Unit (CEU) tracking reports, instructional materials, training attendance certificates, and related correspondence. Website Public Works Department Website. Transitory Until administrative need ends or record is superseded Administration Area of Impact Records related to analysis of expansion of Public Semi- 10 years Records Works services into the Area of Impact such as permanent those for Kuna, Kuna Treatment Plant, Meridian Heights Water and Sewer District, South Meridian Planning. Committee Records Agendas and meeting minutes for groups convened Semi- 5 years by Public Works such as City Services Focus permanent Group, Construction Best Management Practices Sub-Committee, Energy. CITY OF MERIDIAN RECORDS RETENTION SCUEDULE PAGE 4$ OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Department Policies Documents the formulation, adoption, and Transitory Until implementation of internal actions/decisions. administrative Includes: Computer, Geographic Information need ends or System (GIS) Policy, Dress Code, Purchasing record is department policies. superseded Events, Public Records related to planning Public Works internal Semi- 5 years Works and external events. permanent Emergency Master Emergency plan records for City Hall, Emergency Semi- 10 years Plans Management, and Continuity of Operations. permanent Newsletters Annual newsletter prepared by the Public Works Permanent In perpetuity Department. Notes Notebooks, Meeting Notes, To Do Lists. Transitory Until administrative need ends or record is superseded Organization Charts Organization charts. Transitory Until administrative need ends or record is superseded Rate Model Records Records related tD establishing utility rates Semi- 10 years including calculations and recommendations. permanent Special Projects Documents related to special, one-time projects to Semi- 10 years include, but not limited to, Inventory Management, permanent Project Information, Rail with Trail, Subdivisions, and Accreditation. Studies Studies related to Public Worlcs as provided by Semi- 10 years consultants. permanent Surveys Public Works initiated internal and external surveys Semi- 5 years and survey results. permanent Business Operations Accessibility Contractor logs, key list, and any other records Semi- 5 years Records, City- documenting access to City-owned buildings by Permanent Owned Facilities authorized persons. Vehicle Inspection, Maintenance records, inspection work orders for Transitory Keep until Maintenance, Repair vehicles, vehicle mileage reports, vehicle vehicle is Work orders, and replacement worksheets, repair records. removed from Re orts service Preventative Preventative maintenance schedules, work orders. Temporary 3 years Maintenance Wark Plans Construction Inspection CITY OF ML'RIDTAN RIiCORDS RETENTION SCHEDULE PAGE 46 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Capital Records including but not limited to attendance for Transitory Records are Improvement public meetings, AVO's (Avoid Verbal Orders - kept until Projects for Other Written Instructions), change orders, construction project Departments checklists, consultant reports, completion and consultants/contractors contracts, contract then turned addendums, council memos, daily reports, design over to checklists, door knockers/hangers, engineering appropriate estimates, field orders, final acceptance letters, department inspection reports, Notices of Intent (NOI), Notices of Termination (NOT), Notices to Proceed, pay applications, preconstruction agendas, preconstruction notices, preconstructionrecnrdings, progress reports, project correspondence (letters, responses), project info memos, project schedules, project-related purchase order (PO) requisitions, project-related POs, QLPE (Qualified Licensed Professional Engineer) letters, record drawings (filed separately), project-related requests for information, resubmittals, submittal responses, submittals, substantial completion letters, work change directives. Engineering Construction Construction Drawings. Transitory Until replaced Drawings by Record Drawings Correspondence Engineering transmittals (not project-related), Temporary 3 years serviceability letters, Letters of Interest. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 47 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Engineering Project Records including but not limited to attendance for Permanent In perpetuity File public meetings, AVO's (Avoid Verbal Orders - Written Instructions), change orders, construction checklists, consultant reports, consultants/contractors contracts, contract addendums, council memos, daily reports, design checklists, door knockers/hangers, engineering estimates, field orders, final acceptance letters, inspection reports, Notices of Intent (NOI), Notices of Termination (NOT), Notices to Proceed, pay applications, preconstruction agendas, preconstructionnoticw, preconstructionreeordings, progress reports, project correspondence (letters, responses), project info memos, project schedules, project-related purchase order requisitions (PO), project-related POs, QLPE (Qualified Licensed Professional Engineer) letters, record drawings (filed separately), project-related requests for information, resubmittals, submittal responses, submittals, substantial completion letters, work change directives. Mailing Lists Project mailing list. Transitory Until project completed Reference Preliminary engineering reports, facility plans, Permanent In perpetuity Documents other studies. Specifications Specifications such as, but not limited to the City's Semi- 5 years Supplemental Specs, Idaho Standards for Public Permanent Works Construction (ISPWC), and American Water Works Association (AW WA). Street Light Work Street light work orders. Semi- 5 years Orders Permanent Environmental Floodplain Records of floodplain development including Permanent In Perpetuity Administration floodplain permits and floodplain certificates. CITY OP MERIDIAN RECORDS RETENTION SCI~IEDULE PAGE 4$ OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Industrial Records related to the identification, inspections Permanent In Perpetuity Pretreatment sampling, permitting, formalized agreements and/or contracts between the City and individual facilities within the business and industrial sectors that must comply with the federal requirements of the Environmental Protection Agency 40 CFR Part 403, General Pretreatment regulations. These records and supporting documentation typically include: Industrial waste quesfionnaires, permit applications, permits and fact sheets, inspection reports, Industrial user reports, monitoring data (including laboratory reports), required plans (e.g., slug control, sludge management, pollution prevention) , enforcement activities, and correspondence to and from the Industrial User. National Pollutant All records and information resulting from the Semi- 5 years Discharge National Pollutant Discharge Elimination System Permanent Elimination System (NPDES) Construction General Permit including, (NPDES) but not limited to copy of completed and signed Construction Storm Water Pollution Protection Plans (SWPPPs) General Permit and and SWPPP inspection reports. Storm Water Pollution Protection Plans SWPPP Wastewater Confined Space A written authorization prepared prior to employee Semi- 5 years from Entry Permit entry into a Permit Required Confined Space. The permanent date issued Department's permit contains specific entry space, purpose and time conditions under which the entrance will operate. Construction Punch New projects inspection report on City projects Semi- 5 years Lists noting repairs that need made. permanent Delivery Tickets Tickets issued by suppliers to verify delivery of Temporary 2 years supplies or materials (concrete, road base, gravel, etc.). Information usually includes: date, time, amount and type ofsupplies/materials received, and related data. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 4J OF CO NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Discharge Records documenting effluent quality discharged Semi- Keep discharge Monitoring Records from the City wastewater treatment facility. permanent monitoring Includes supporting documentation such as date, reports 20 period covered, National Pollutant Discharge years after Elimination System (NPDES) permit number, permit discharge number, frequency of analysis, sample expiration. type, and average and maximum quantities and Keep all other concentrations of solids, ammonia, chlorine, records 5 years, nitrogen, and other chemicals. until the end of the NPDES permit cycle, or as requested by state or federal agencies, whichever is longer. Equipment Records documenting the maintenance and Semi- Keep 5 years Maintenance & calibration of equipment and instl•uments used to permanent after equipment Calibration Records undertake and monitor wastewater treatment removed from operations. Useful to verify equipment reliability service, until and for reference by regulatory agencies. the end of the Information includes: date, type of equipment NPDES permit maintained or calibrated, tests performed, repairs cycle, or as needed, comments, and related information. requested by state or federal agencies, whichever is longer. Mobile Waste Records documenting the dumping of septic Semi- 5 years Hauler Dumping pumping and other wastes from various sources at permanent Records the City waste treatment facility. Records include logs, manifests, and similar documents. Information includes: name and signature of hauler, quantity of wastes dumped, location at which wastes were pumped, and related information. CITY OF MERIDIAN RECORDS RETENTION SCFIGDULE PAGE 50 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD National Pollutant Records documenting the application for and Semi- Keep all Discharge issuance of a permit to the City under the National permanent records 5 years, Elimination System Pollutant Discharge Elimination System (NPDES) 40 CFR until the end of (NPDES) Records program which allows discharge of specific 122.41 the NPDES pollutants under controlled conditions. Records permit cycle, or typically include: applications, permits, addenda, as requested by modifications, and related supporting state or federal documentation. Information includes: influent and agencies, effluent limits, chemical analysis records, water whichever is flow, test and recording requirements, definitions longer. and acronyms, compliance schedules, and related data. (SEE ALSO Wastewater Inspection Records in this section.) Sewage Sludge Agreements between the City and landowners Semi- 6 years Application related to the application of sewage sludge to permanent Landowner approved sites. Records include signed agreements, Agreements exhibits, amendments, and related documents. Information typically includes: agreement number, date, conditions or terms, parties involved, period covered, and signatures. Sewage Sludge Logs documenting the agriculhual application of Permanent In perpetuity Application Site sewage sludge to approved sites. Subjects include Logs agronomic loading calculations related to maximum application of nitrogen in pounds per acre per year, and ultimate site life loading calculations tracking the amount of heavy metals applied. Sewage Sludge Plans submitted by the City to engage in sludge Permanent In perpetuity Management Plans disposal or application activity, Information includes: method of sludge removal, land application or disposal sites, sludge stability determination methods, projected sludge storage basin use, sludge analyses, application rates, and heavy metal limitations. Sewer and Storm Records documenting the maintenance and repair of Semi- Keep records Drainage City sewers and storm drains. May include permanent requiring Maintenance and summaries, reports, and similar records usually engineering Repair Records compiled from daily work records on a monthly or stamps 2 years quarterly basis. Information often includes location, after life of narrative of work completed, amount and type of structure. Keep material used, personnel completing work, dates of other records 5 activities, authorization, and related information. years. (SEE ALSO Activity Reports and Sewer Television/Videoscan Inspection Records in this section.) CITY OP MERIDIAN RECORDS RETENTION SCHL•DULE PAGE 51 OF 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Sewer Smoke Test Records documenting smoke tests undertaken to Semi- 10 years Records verify hookup to main sewer lines, check condition permanent of pipes, or determine effectiveness of backflow prevention devices. Information typically includes: maps or diagrams of lines tested, location of leaks detected, inspector's name, pipe size, and related information. Sewer Television/ Reports documenting television inspections used to Semi- 10 years Videoscan locate problems and defects in sewer lines. Often permanent Inspection Records consists of periodic inspections of existing lines, final inspections of newly constructed lines, and inspections at the end of warranty periods. Records usually contain videotapes and written reports. Information typically includes: date, type of inspection, conditions found, repairs needed, distances from manholes, and related information. Valve Maintenance Records documenting the location, specifications, Semi- Keep location Records maintenance, and repair of valves in the City sewer permanent and system. Includes lists, charts, drawings, reports, specification logs, and related records, valve location, records 1 year identification number, run of pipe, size, make, year after valve installed, depth, turns to open and normal position, removed from narratives of valve maintenance and repair, test run, service. Keep personnel completing work, dates, and related all other information. records 5 years. Wastewater Facility Records such as applications, permits, addenda, Permanent In perpetuity Permit Records modifications, and related supporting documentation, documenting the application for and issuance of a permit authorizing the City to construct and operate a disposal system with no discharge to navigable waters such as sewage lagoons, land application reuse, septic tanks, and drain fields Wastewater Grant Records relating to Idaho Department of Semi- Keep 3 years & Loan Records Environmental Quality (IDEQ) grants and loans for permanent after grant wastewater facilities, including: application form closure or loan and checklist, authorizing resolution, engineering payoff contract checklist, certificate of negotiation, proof of professional liability insurance, certification of financial and management capability, and other documents. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 52 OP 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Wastewater Records documenting inspections of City Semi- Keep all Inspection Records wastewater treatment operations to monitor permanent records 5 years, compliance with National Pollution Discharge until the end of Elimination System (NPDES) permit conditions. the NPDES These reports and supporting documentation permit cycle, or typically include: date, location, areas evaluated as requested by during inspection, summary of findings, pre- state or federal treatment requirements review, sampling checklists, agencies, flow measurements, laboratory assurance whichever is checklists, and related information. longer. Water Backflow Assembly A report of backflow assemblies that are scheduled Semi- 5 Years Surve Lists to be surveyed. perranent Backflow Dual A list of customers who have two water connection Semi- 5 years Connection Lists sources for outdoor use. permanent minimum or as long as customer remains connected to two sources of water Backtlow Plan A letter sent to Building Services and the design Permanent In perpetuity Review Transmittal professional with the Cross Connection Control Letters Inspectors requirements. Backflow Prevention Records documenting test results on backflow Semi- 5 years Device Test Records prevention devices designed to protect the City permanent water system from pollution related to substances backing into water lines. Backtlow Repair Test reports of backflow assemblies needing Semi- 5 Years Reports repairs. permanent minimum or life of backflow assembly Backt7ow Surveys A survey of properties noting the location and type Semi- 10 years of hazard and type of assembly. permanent Backflow Test Electronic report for customers who have their Temporary 3 years Credit Logs backflow tests completed by their City-mandated annual due date. Backflow Tester Tester information including a copy of their license, Transitory Until Information proof of insurance, and tester kit calibration. administrative (License, Insurance, need ends or Calibration) record is superseded Backtlow Testers A list of backflow testers with their pricing. Transitory 1 year or until Lists With Pricing record is superseded Backflow Tests Backflow assemblies test report. Temporary 3 years CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 53 OP 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Backflow Violation Backflow Shut Off Turn On (SOTO) report lists Temporary 3 years Reports customers who have not had their backflow tests done and are in non-compliance and scheduled for water service termination. Chlorine Residual A report showing sample dates and locations of free Permanent In perpetuity Report chlorine remaining in the City water system. Confined Space A written authorization prepared prior to employee Semi- 5 years from Entry Permit entry into a Permit Required Confined Space. The permanent date issued Department's permit contains specific entry space, purpose and time conditions under which the entrance will operate. Construction Punch New projects inspection report on City projects Semi- 5 years Lists noting repairs that need made permanent Construction Bacteria sample results taken for new water Semi- 5 years Samples for new line/well construction pelTnanent Construction Consumer Report mandated by EPA delivered to Meridian Semi- 5 years Confidence Reports citizens that are connected to City water. permanent (Water Quality Report) Correspondence, All backflow program correspondence with Semi- 5 Years Backflow customers and testers including: reminder to test, permanent past due letters, reminder of expectations, and tester requirement forms. Correspondence, Any mailed correspondence with labs, customers, Semi- 15 years Samplin regulators concerning sampling. Permanent Correspondence, Letters that were mailed to customer informing Semi- 5 years Water Leaks customer of a possible leak are attached to the permanent service order for leak check Critical Water Users Records that identify critical water users within the Transitory Until Spreadsheet City of Meridian, such as hospitals, medical administrative facilities, schools, large corporate facilities, hotels, need ends or motels, restaurants, and the water park. This record record is evolves as new businesses move into Meridian and superseded critical water users leave Meridian. Daily Chlorine Field notes from Chlorine residuals taken from Temporary 3 years Residual various sample ports in the City water system. S readsheet Dig Line Tickets Customer and contractor requests via Dig Line to Transitory 1 year Completed/ Daily locate underground City utilities before excavation Audit Transmission begins. Sheets Federal Licensing spreadsheets for SCADA radios, base Semi- 10 years Communications station and vehicle two/way radios permanent Commission (FCC) Radio Licensing Spreadsheet CITY OP MERIDIAN RECORDS RETENTION SCHEDULE PAGE 54 OP 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Fire Flow Reports Actual fire flow data taken from a particular fire Semi- 75 years hydrant. permanent Fire Hydrant Records that identify hydrant location and Transitory Keep until Information manufacturer information. hydrant is Spreadsheets removed from service Fire Hydrant Meter Billing documents from fire hydrant meter readings Semi- 75 years Billing Spreadsheet based on water used for construction. permanent Fire Hydrant Meter Roster of hydrant meters checked out by Semi- 5 years Check Out List contractors. permanent Fire Hydrant Meter Copy of invoices sent to contractors for hydrant Semi- 5 years Invoices meter water usage/daily rental fee. permanent Flush Logs used for entering wasted water flushed from Semi- 25 years Log/Nephelometer the water system and not sold. Flush locations are permanent Turbidity Unit listed. Water Quality information, including (NTU) Reports Nephelometer Turbidity (NTU) readings, are documented. GP5 /Meter GPS coordinates listed on meter set service orders. Transitory Keep until Location Reports meter location is removed from service Junked Water Meter List of meters that are taken out of use. Temporary 2 years Records License Agreements Agreement between water purveyors (City of Permanent In perpetuity Meridian) and the Idaho Department of Environmental Quality (IDEQ) for discharge of domestic water into U.S waterways. Maximum Maximum Contaminant Load (MCL) Violation Permanent In perpetuity Contaminant Load notices. Required by Department of Environmental Violation Notices Quality (DEQ) to notify the public. Meter Tracking Electronic reports that log meters in City water Transitory Until Stored Electronically system by the month. administrative on Shared Drive need ends or record is superseded Meter Transceiver Lists Meter Transceiver Unit numbers and Transitory Until Unit Type Total addresses for types 505 or 520. administrative Reports need ends or record is superseded Monitoring Waivers Sampling waivers to reduce the frequency of Permanent In perpetuity sampling. Pressure Test Pressure testing report forms for new water Semi- 5 years Report systems. permanent Reading Cycles Records that list electronic monthly meter totals per Permanent In perpetuity Sections Report section and cycle. CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 55 OE 60 NAME OF DESCRIPTION CATEGORY RETENTION RECORD PERIOD Reclaimed Water Survey reports to monitor compliance. Permanent In perpetuity Site Surve Reports Residential Well Reports on private well disconnects. Permanent In perpetuity Disconnect Re orts Salvage Information Itemized receipt of salvaged and recycled material. Transitory Until / Receipts Material is coming from worn out water meters administrative (brass) pipe and fire hydrants that are replaced (cast need ends or iron). record is superseded Sample Results and Sample report form for sampling City water for Permanent In perpetuity Chain of Custody / bacteria to satisfy compliance monitoring. Results Bacteria- are reported on separate form unless sampling is done for Bac-T. Sample Results and Sample report form for sampling the water for Permanent In perpetuity Chain of Custody / noncompliance monitoring. S ecial Sampling Forms for calibration and certification or repair of Permanent In perpetuity Equipment sampling equipment. Calibration and Certification / Re air Service Orders / Records including requests from customer, Utility Semi- 5 years Service Order Billing, or Water Division to perform work or get a permanent Documents read at an address as well as historical logs showing service order number. Spring Flush (Brown Electronic records of discolored water complaints Semi- 5 years Water logs) by customers. permanent Historical Spring flush notices Flush notices mailed to customers for spring flush Semi- 5 years (Mailers) of water system. permanent Subdivision Map Spreadsheet with subdivision number. Transitory Keep as long as Section re orts record is valid Water Meter Water meter reports including: water meter Semi- 5 years Reports assessment forms, water meter installation reports, permanent water meter proof reports, water meter change out lists, water meter re-install fee lists, water meter exception reports, water meter set forms, water meter size totals report, water meter and meter parts warranty return reports, water meter work orders, stopped meter lists, water meter reading high/low consumption reports, historical meter change out reports, historical meter reading route reports, monthly meter reads, unread meters and malfunctions by date and time, master route reports, non-read exception report. Water Quality Calls Records documenting water quality calls from Semi- 25 years "Master File" customers. permanent CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 56 OP 60 NAME OF RECORD DESCRIPTION CATEGORY RETENTION PERIOD Well /Pressure Spreadsheet maintained for Pressure Reducing Semi- 25 years Reducing Value Valves (PRV) inspection and repair. permanent (PRV) Inspection, Operation and Re air Data Well /Pressure Hansen software reports on Pressure Reducing Permanent In perpetuity Reducing Value Valves (PRV) and Well reads. (PRV) Read Annual Re orts CITY OC MER]DIAN RECORDS RE'rEN'rION SCIILDULG PAGE 57 OP 60 RISK MANAGEMENT August 2007 RECORD DESCRIPTION CATEGORY RETENTION PERIOD City Vehicle Records documenting accidents Temporary 3 years Accident Records involving city vehicles, including: name and address of parties involved, date and time, complaint, description of damage, photographs, correspondence, etc. (SEE ALSO Liability Claims Records in this section.) Contractor Letters or certificates of coverage Semipermanent For city Liability Insurance provided by insurance companies public works Verification declaring that specific contractors are projects keep Records covered by appropriate liability 10 years after insurance. Records include: insurance substantial company name and address, issue completion. date, expiration date, amount and type Keep all other of coverage, special provisions, records six signature of insurance company years after representative, etc. expiration. Contractor Records documenting the posting of Semipermanent For city Performance Bond performance guarantees or surety public works Records bonds by contractors performing work projects keep for the city, including letters, 10 years after certificates, copies of bonds, etc. substantial Information usually includes: name of completion. individual or company covered, Keep all other amount of coverage, effective dates, records six name of bonding agent, authorized years after signatures, etc. expiration. Insurance Policy Records documenting the terms and Permanent Keep group Records conditions of city insurance policies employee covering liability, property, group health and employee health and life, motor life, property vehicle, workers' compensation, etc. and liability Records usually include: policies, insurance endorsements, rate change notices, policies agent of record, and related permanently. documents. Liability Claims Records documenting various types of Semipermanent Keep 10 years Records liability claims filed against the city, after case including: personal injury, property closed or damage, motor vehicle accident, false dismissed. arrest, etc. Records often include: reports, photographs, suminaries, reviews, notices, audio and videotapes, transcripts of recorded CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 58 OP 60 statements, correspondence and related documents. Liability Waiver Document the release of the city from Semipermanent 6 years Records liability related to various activities, including: police/fire ride-alongs, rekindling fires, participating in city- sponsoredrecreational events or classes, etc. Information usually includes: release terrns, date, signatures, and related information. Property Damage Records, photographs, and other Temporary 3 years Records records documenting damage to city property such as signs, trees, picnic tables, buildings, fountains, and fences. Information often includes: type and location of property damaged, description of damage, date and time of damage (if known), name and address of individual causing the damage (if known), value of damage, billing costs, etc. (SEE ALSO Liability Claims Records in this section.) Public Injury Records documenting injuries Temporary 3 years Reports sustained by non-employees on city property (i.e. parks, swimming pools, libraries, etc.). Information usually includes: date, time, and location; description of injury; name, address, phone number, sex and age; witnesses and other related information. (SEE ALSO Liability Claims Records in this section.) Risk Survey & Records documenting surveys, Semipermanent 5 years Inspection Records inspections, and other actions designed to identify potential hazards and liabilities to the city related to buildings, parks, playgrounds, swimming pools, etc. Useful for preventing liability claims and for illush~ating a pattern of responsible action regarding hazards. Records may include: survey summaries and reports, safety audit and inspection reports, correspondence, etc. Safety Program Records documenting the city's Semipermanent 10 years Records program to promote a safe work environment for its employees. Records may include: safety policies, CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 59 OF 60 plans and procedures, workplace safety committee records, reports on inspections conducted by the safety officer, evacuation rosters and reports, and related documentation and correspondence. Workers' Records documenting the processing Semipermanent 5 years a8er Compensation of individual employee claims of job Idaho Code claim closed Claim Records related injuries or illnesses, but not section 72-601 or final action those describing actual medical conditions. Records may include: claim disposition notices, claim reporting and status forms, injury reports, determination orders, insurance premium data, hearing requests, safety citations, inspection reports, medical status updates and reports, investigation reports, reimbursement and payment records, and related correspondence and documentation. (SEE ALSO Employee Medical Records in the Personnel Records section for retention of records describing injuries and illnesses). CITY OF MERIDIAN RECORDS RETENTION SCHEDULE PAGE 60 OP 60