The URL can be used to link to this page

Home My WebLink AboutCC - Operating Agreement23(5$7,1*$*5((0(17 2) *,/%(575(+2/',1*6 //& $6LQJOH0HPEHU/LPLWHG/LDELOLW\&RPSDQ\ 'DWHG(ĳHFWLYH1RYHPEHU DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B 7$%/(2)&217(176 7KH 7DEOH RI &RQWHQWV IRU WKLV 2SHUDWLQJ $JUHHPHQW LV IRU FRQYHQLHQFH RI UHIHUHQFH RQO\ DQG LV QRW LQWHQGHG WR GHıQHOLPLW RU GHVFULEH WKH VFRSH RU LQWHQW RI DQ\SURYLVLRQV RI WKLV RSHUDWLQJDJUHHPHQW 3DUDJUDSK 3DJH $57,&/('(),1,7,216 1DPH $UWLFOHVRI2UJDQL]DWLRQ 3ULQFLSDO3ODFHRI%XVLQHVV 5HJLVWHUHG2ĴFHDQG5HJLVWHUHG$JHQW %XVLQHVV3XUSRVH $JUHHPHQW $57,&/(0(0%(5&2175,%87,216$1',17(5(676 1DPHDQG$GGUHVV &RQWULEXWLRQV 0HPEHUV /LPLWDWLRQRI/LDELOLW\ 2WKHU%XVLQHVVRI0HPEHU 1R$GGLWLRQDO&RQWULEXWLRQV 1R,QWHUHVWRQ&DSLWDO&RQWULEXWLRQV $57,&/(0$1$*(0(170(0%(56$1'$0(1'0(176 0DQDJHUV $XWKRULW\RI0DQDJHUWR%LQGWKH&RPSDQ\ 9RWLQJ5LJKWV 0HPEHU0HHWLQJV $PHQGPHQW $57,&/($&&2817,1*$1'5(&25'6 %RRNVRI$FFRXQW )LVFDO<HDU $57,&/(352),76/266(6$1'',675,%87,216 3URıWVDQG/RVVHV 'LVWULEXWLRQV 6LQJOH0HPEHU//& &RPPXQLW\3URSHUW\//& $57,&/($'',7,21$/0(0%(56 $GPLVVLRQRI1HZ0HPEHUV 5LJKWVRI8QDGPLWWHG$VVLJQHHV (ĳHFWRI'LVVROXWLRQ 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B $57,&/(',662/87,21 (YHQWVRI'LVVROXWLRQ /LTXLGDWLRQ8SRQ'LVVROXWLRQDQG:LQGLQJ8S $57,&/(,1'(01,),&$7,21 $57,&/(0,6&(//$1(286 +HDGLQJV 6HYHUDELOLW\ 7KLUG3DUW\%HQHıFLDULHV &RPSDQ\1RW6HSDUDWH(QWLW\IRU7D[3XUSRVHV %LQGLQJ(ĳHFW &RQVWUXFWLRQ 7LPH *RYHUQLQJ/DZ 1RWLFH 5LJKWVDQG5HPHGLHV&XPXODWLYH :DLYHUV $WWRUQH\)HHV,Q WKH HYHQW DQ\DFWLRQ LV LQVWLWXWHG WR HQIRUFH RU GHWHUPLQH WKH SDUWLHV ULJKWV RU GXWLHV DULVLQJ RXW RI WKH WHUPV RI WKLV $JUHHPHQWWKH SUHYDLOLQJ SDUW\ VKDOO UHFRYHU UHDVRQDEOH DWWRUQH\IHHV DQG FRVWV WKURXJK DOO OHYHOV RI DQ\DFWLRQ LQFXUUHG LQVXFKSURFHHGLQJ 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B 23(5$7,1*$*5((0(17 2) *,/%(575(+2/',1*6//& 7KH XQGHUVLJQHG 0HPEHUGHVLULQJ WR IRUP D OLPLWHG OLDELOLW\FRPSDQ\XQGHU WKH :\RPLQJ/LPLWHG/LDELOLW\&RPSDQ\$FWŗ$FWŘKHUHE\DJUHHVDVIROORZV $57,&/( '(),1,7,216 1DPH 7KH QDPH RI WKH OLPLWHG OLDELOLW\FRPSDQ\LV *LOEHUW 5(+ROGLQJV //&KHUHLQDIWHU WKH ŗ&RPSDQ\Ř $UWLFOHVRI2UJDQL]DWLRQ 7KH $UWLFOHV RI 2UJDQL]DWLRQ IRU WKH &RPSDQ\ZHUH ıOHG ZLWK WKH :\RPLQJ 6HFUHWDU\RI 6WDWH RQ1RYHPEHUŗ$UWLFOHVŘ 3ULQFLSDO3ODFHRI%XVLQHVV 7KH SULQFLSDO SODFH RI EXVLQHVV VKDOO EH VXFK ORFDWLRQ RU ORFDWLRQV DV WKH PDQDJHUVPD\ HVWDEOLVKIURPWLPHWRWLPH 5HJLVWHUHG2ĴFHDQG5HJLVWHUHG$JHQW 7KH &RPSDQ\ V LQLWLDO UHJLVWHUHG RĴFH VKDOO EH DW 1RUWK *RXOG 6WUHHW6XLWH 56KHULGDQ :\RPLQJDQG WKH QDPH RI LWV LQLWLDO UHJLVWHUHG DJHQW DW VXFK DGGUHVV VKDOO EH 5HJLVWHUHG $JHQWV,QF$PDQDJHU PD\FKDQJH WKH UHJLVWHUHG RĴ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ĳHFWLYH XQGHU WKH $FWWKH $JUHHPHQW VKDOO EH FRQVLGHUHG DPHQGHG WR WKH VPDOOHVW GHJUHH SRVVLEOH LQ RUGHU WR PDNH WKH $JUHHPHQW HĳHFWLYH XQGHU VXFK $FW,Q WKH HYHQW WKH $FW LV VXEVHTXHQWO\DPHQGHG RU LQWHUSUHWHG LQ VXFK D ZD\WR 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B PDNH DQ\SURYLVLRQ RI WKH $JUHHPHQW WKDW ZDV IRUPHUO\LQYDOLG YDOLGVXFK SURYLVLRQ VKDOO EH FRQVLGHUHGWREHYDOLGIURPWKHHĳHFWLYHGDWHRIVXFKLQWHUSUHWDWLRQRUDPHQGPHQW $57,&/( 0(0%(5&2175,%87,216$1',17(5(676 1DPHDQG$GGUHVV 7KH VROH PHPEHU RI WKH &RPSDQ\LV /XNH *LOEHUW DQG .DWHO\Q 0DULH &URZOH\*LOEHUWZKRVH DGGUHVVLV6RXWK$OODQWH3ODFH%RLVH,GDKRWKHŗ0HPEHUŘ &RQWULEXWLRQV 7KH0HPEHU ŖVLQLWLDOFRQWULEXWLRQVKDOOEHVKRZQRQWKHERRNVDQGUHFRUGVRIWKH&RPSDQ\ 0HPEHUV (DFK 0HPEHU RI WKH &RPSDQ\LV D SHUVRQ RU HQWLW\ZKR PD\H[HFXWH WKLV 2SHUDWLQJ $JUHHPHQW RU D FRXQWHUSDUW RI WKLV 2SHUDWLQJ $JUHHPHQW DQG ZKLFK PD\EH DGPLWWHG DV D 0HPEHU DQG ZKR KDV QRW FHDVHG WR EH D 0HPEHU7KH SHUVRQV DQG HQWLWLHV DGPLWWHG DV 0HPEHUV DUH FROOHFWLYHO\LGHQWLıHG DV WKH ŗ0HPEHUVŘ DQG LQGLYLGXDOO\LGHQWLıHG DV D ŗ0HPEHUŘ$V DSSOLFDEOHDQG DV PHDQLQJ DQG FRQWH[W PD\UHTXLUHWKH &RPSDQ\KDV RQO\RQH 0HPEHU RU LI WKH RQO\0HPEHUV DUH KXVEDQG DQG ZLIH DV FRPPXQLW\SURSHUW\RZQHUVDQG LV WUHDWHG DV D GLVUHJDUGHG HQWLW\UHIHUHQFHV LQ WKLV 2SHUDWLQJ $JUHHPHQW WR ŗ0HPEHUVŘ VKDOO EH GHHPHG WR UHIHUWRDVLQJOH0HPEHURUWRVXFKKXVEDQGDQGZLIH /LPLWDWLRQRI/LDELOLW\ 7KH 0HPEHU ŖV OLDELOLW\VKDOO EH OLPLWHG WR WKH PD[LPXP H[WHQW SHUPLWWHG E\DSSOLFDEOH ODZ 7KH IDLOXUH RI WKH &RPSDQ\WR REVHUYH DQ\IRUPDOLWLHV RU UHTXLUHPHQWV UHODWLQJ WR WKH H[HUFLVH RI LWV SRZHUV RU PDQDJHPHQW RI LWV EXVLQHVV RU DĳDLUV VKDOO QRW EH JURXQGV IRU LPSRVLQJ SHUVRQDO OLDELOLW\RQWKH0HPEHUIRUOLDELOLWLHVRIWKH&RPSDQ\ 2WKHU%XVLQHVVRI0HPEHU 7KH 0HPEHU PD\HQJDJH LQGHSHQGHQWO\RU ZLWK RWKHUV LQ RWKHU EXVLQHVV DQG LQYHVWPHQW YHQWXUHV RI HYHU\QDWXUH DQG GHVFULSWLRQ HYHQ LI LW FRQĲLFWV ZLWK WKH EXVLQHVV RI WKH &RPSDQ\ DQG VKDOO KDYH QR REOLJDWLRQ WR DFFRXQW WR WKH &RPSDQ\IRU VXFK EXVLQHVV RU LQYHVWPHQWV RU IRU EXVLQHVVRULQYHVWPHQWRSSRUWXQLWLHV 1R$GGLWLRQDO&RQWULEXWLRQV 7KH0HPEHUVKDOOQRWEHUHTXLUHGWRPDNHDQ\DGGLWLRQDOFDSLWDOFRQWULEXWLRQV 1R,QWHUHVWRQ&DSLWDO&RQWULEXWLRQV 1RLQWHUHVWVKDOOEHSDLGRQFDSLWDOFRQWULEXWLRQV 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B $57,&/( 0$1$*(0(170(0%(56$1'$0(1'0(176 0DQDJHUV $V SURYLGHG LQ WKH $UWLFOHVWKH &RPSDQ\VKDOO EH PDQDJHG E\D PDQDJHU RU PDQDJHUV FKRVHQ E\WKH 0HPEHU IURP WLPH WR WLPH$PDQDJHU PD\EH DQ LQGLYLGXDO RU HQWLW\DQG QHHG QRW EH D 0HPEHURIWKH&RPSDQ\7KHLQLWLDOPDQDJHUVVKDOOLV/XNH*LOEHUW $XWKRULW\RI0DQDJHUWR%LQGWKH&RPSDQ\ ([FHSW IRU WKRVH VLWXDWLRQV LQ ZKLFK WKH DSSURYDO RI WKH 0HPEHU LV UHTXLUHG E\WKH $FW RU WKLV $JUHHPHQWWKH PDQDJHUV VKDOOMRLQWO\DQG VHYHUDOO\HDFK KDYH DQG H[HUFLVH IXOOFRPSOHWH DQG H[FOXVLYH DXWKRULW\SRZHU DQG GLVFUHWLRQ WR PDQDJH DQG FRQWURO WKH EXVLQHVVSURSHUW\DQG DĳDLUV RI WKH &RPSDQ\WR PDNH DOO GHFLVLRQV UHJDUGLQJ WKRVH PDWWHUV DQG WR SHUIRUP DQ\DQG DOO RWKHU DFWV RU DFWLYLWLHV FXVWRPDU\RU LQFLGHQW WR WKH PDQDJHPHQW RI WKH &RPSDQ\ŖV EXVLQHVV SURSHUW\DQG DĳDLUV$OO GHFLVLRQV PDGH DQG DFWLRQV WDNHQ E\D PDQDJHU ZLWK UHVSHFW WR WKH PDQDJHPHQW DQG FRQWURO RI WKH &RPSDQ\VKDOO EH ELQGLQJ RQ WKH &RPSDQ\DQ\RWKHU PDQDJHUVDQGWKH0HPEHU 9RWLQJ5LJKWV 7KH 0HPEHU VKDOO QRW EH UHTXLUHG WR YRWH RQ DQ\PDWWHU ZLWK UHVSHFW WR ZKLFK D PDQDJHU KDV DXWKRULW\WR DFW XQGHU 6XEVHFWLRQ DERYHXQOHVV WKH PDQDJHU RU PDQDJHUV VSHFLı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ŖV ERRNV DQG UHFRUGV DQG WKLV $JUHHPHQW7KH PDQDJHUV VKDOO NHHSRU FDXVH WR EH NHSWERRNV DQG UHFRUGV RI WKH RSHUDWLRQ RI WKH &RPSDQ\ ZKLFK DUH DSSURSULDWH DQG DGHTXDWH IRU WKH &RPSDQ\ V EXVLQHVV DQG IRU WKH FDUU\LQJ RXW RI WKLV $JUHHPHQW 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B )LVFDO<HDU 7KHıVFDO\HDURIWKH&RPSDQ\VKDOOEHWKHFDOHQGDU\HDU $57,&/( 352),76/266(6$1'',675,%87,216 3URıWVDQG/RVVHV 3URıWV DQG ORVVHV RI WKH &RPSDQ\VKDOO EH DOORFDWHG RQH KXQGUHG SHUFHQW WR WKH 0HPEHU 'LVWULEXWLRQV 7KH &RPSDQ\VKDOO PDNH GLVWULEXWLRQV WR WKH 0HPEHU DW VXFK WLPH DQG LQ VXFK DPRXQWV DV WKH PDQDJHUVVKDOOGHWHUPLQH 6LQJOH0HPEHU//& ,I DQG IRU VR ORQJ DV WKH &RPSDQ\KDV RQO\D VLQJOH 0HPEHUWKH &RPSDQ\LQWHQGV WR EH WUHDWHG DV D ŗGLVUHJDUGHG HQWLW\Ř VROHO\IRU SXUSRVHV RI VWDWH DQG IHGHUDO LQFRPH WD[HVDQG DOO LWHPV RI LQFRPHJDLQORVVGHGXFWLRQ DQG FUHGLW VKDOO EH DOORFDWHG WR WKH 0HPEHU LQ DFFRUGDQFH ZLWK WKH DSSOLFDEOHSURYLVLRQVRIWKH8QLWHG6WDWHV&RGH &RPPXQLW\3URSHUW\//& ,I DQG IRU VR ORQJ DV WKH &RPSDQ\LV DQ HQWLW\WKDW LV ZKROO\RZQHG E\D KXVEDQG DQG ZLIH DV FRPPXQLW\SURSHUW\XQGHU WKH ODZV RI D VWDWHD IRUHLJQ FRXQWU\ RU D SRVVHVVLRQ WKH 8QLWHG 6WDWHVERWK WKH &RPSDQ\DQG WKH KXVEDQG DQG ZLIH DV FRPPXQLW\SURSHUW\RZQHUVLQWHQG WKDW WKH &RPSDQ\EH WUHDWHG DV D ŗGLVUHJDUGHG HQWLW\Ř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ıWRIKLVKHUVSRXVH 5LJKWVRI8QDGPLWWHG$VVLJQHHV 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B $SHUVRQ ZKR DFTXLUHV D PHPEHUVKLS LQWHUHVW EXW ZKR LV QRW DGPLWWHG DV D 0HPEHU SXUVXDQW WR 6HFWLRQ ŗ$VVLJQHHŘVKDOO EH HQWLWOHG RQO\WR WKH HFRQRPLF ULJKWV ZLWK UHVSHFW WR VXFK WUDQVIHUUHG PHPEHUVKLS LQWHUHVW LQ DFFRUGDQFH ZLWK WKLV $JUHHPHQWDQG VKDOO KDYH QR ULJKW WR YRWH RQ DQ\PDWWHUV DV D 0HPEHUVKDOO KDYH QR ULJKW WR DQ\LQIRUPDWLRQ RU DFFRXQWLQJ RI WKH DĳDLUV RI WKH &RPSDQ\VKDOO QRW EH HQWLWOHG WR LQVSHFW WKH ERRNV RU UHFRUGV RI WKH &RPSDQ\DQG VKDOOQRWKDYHDQ\RIWKHULJKWVRID0HPEHUXQGHUWKH$FWRUWKLV$JUHHPHQW (ĳHFW RI 'LVVROXWLRQ8SRQ GLVVROXWLRQWKH &RPSDQ\VKDOO FHDVH FDUU\LQJ RQDV GLVWLQJXLVKHG IURP WKH ZLQGLQJ XSRI WKH &RPSDQ\EXVLQHVVEXW WKH &RPSDQ\ VKDOO QRW EH WHUPLQDWHG DQG VKDOO FRQWLQXH XQWLO WKH ZLQGLQJ XS RI WKH DĳDLUV RI WKH &RPSDQ\LV FRPSOHWHG&HUWLıFDWH RI &DQFHOODWLRQ KDYH EHHQ ıOHG DQG WKH 6HFUHWDU\RI 6WDWH KDV LVVXHG WKH FHUWLıFDWHRIGLVVROXWLRQRIWKH&RPSDQ\ $57,&/( ',662/87,21 (YHQWVRI'LVVROXWLRQ ([FHSW DV RWKHUZLVH SURYLGHG LQ WKLV $JUHHPHQW RU WKH $FWWKH &RPSDQ\VKDOO GLVVROYH XSRQ WKHYRWHRIGLVVROXWLRQE\WKH0HPEHU /LTXLGDWLRQ8SRQ'LVVROXWLRQDQG:LQGLQJ8S 8SRQ WKH GLVVROXWLRQ RI WKH &RPSDQ\WKH Dĳ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Ŗ IHHV WKURXJK DOO OHYHOV RI DSSHDOORVVHVOLDELOLWLHV DQG GDPDJHVWKUHDWHQHGSDLG RU DFFUXHG E\WKH 0HPEHU0DQDJHU RU WKHLU DJHQWVLQ FRQQHFWLRQ ZLWK RU UHODWHG WR LWKH EXVLQHVV RI WKH &RPSDQ\RU LLLQFXUUHG RU VXĳHUHG E\VXFK SHUVRQ E\UHDVRQ RI RU DULVLQJ IURP WKH IDFW WKDW VXFK SHUVRQ LV RU ZDV D 0HPEHU RU 0DQDJHU RI WKH &RPSDQ\RU LV RU ZDV VHUYLQJ DW WKH UHTXHVW RI WKH &RPSDQ\DV D 0HPEHU0DQDJHUGLUHFWRURĴFHUSDUWQHUWUXVWHHHPSOR\HHRU DJHQWWR WKH IXOOHVW H[WHQW SURYLGHG RU DOORZHG E\WKH ODZV RI WKH 6WDWH RI :\RPLQJ7KH &RPSDQ\PD\E\DFWLRQ RI D 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B 0DQDJHUSURYLGH LQGHPQLıFDWLRQ WR HPSOR\HHV DQG DJHQWV RI WKH &RPSDQ\7KH LQGHPQLıFDWLRQ SURYLGHG LQ WKLV VHFWLRQ VKDOO QRW EH H[FOXVLYH RI DQ\RWKHU ULJKWV WR ZKLFK DQ\ SHUVRQ PD\EH HQWLWOHG XQGHU DQ\VWDWXWHE\ODZDJUHHPHQWUHVROXWLRQ RI 0HPEHUFRQWUDFWRU RWKHUZLVH $57,&/( 0,6&(//$1(286 +HDGLQJV +HDGLQJVLQWKLV$JUHHPHQWDUHIRUFRQYHQLHQFHRQO\DQGVKDOOQRWDĳHFWLWVPHDQLQJ 6HYHUDELOLW\ 7KH LQYDOLGLW\RU XQHQIRUFHDELOLW\RI DQ\SURYLVLRQ RI WKLV $JUHHPHQW VKDOO QRW DĳHFW WKH YDOLGLW\RUHQIRUFHDELOLW\RIWKHUHPDLQLQJSURYLVLRQV 7KLUG3DUW\%HQHıFLDULHV 7KH SURYLVLRQV RI WKLV $JUHHPHQW DUH LQWHQGHG VROHO\IRU WKH EHQHı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ıFDWLRQQXPEHU %LQGLQJ(ĳHFW ([FHSW DV RWKHUZLVH SURYLGHG LQ WKLV $JUHHPHQWHYHU\FRYHQDQWWHUPDQG SURYLVLRQ RI WKLV $JUHHPHQW VKDOO EH ELQGLQJ XSRQ DQG LQXUH WR WKH EHQHıW RI WKH 0HPEHU DQG KLV RU KHU KHLUV OHJDWHHVOHJDOUHSUHVHQWDWLYHVVXFFHVVRUVWUDQVIHUHHVDQGDVVLJQV &RQVWUXFWLRQ (YHU\FRYHQDQWWHUPDQG SURYLVLRQV RI WKLV $JUHHPHQW VKDOO EH FRQVWUXHG VLPSO\DFFRUGLQJ WR LWVIDLUPHDQLQJ 7LPH 7LPHLVRIWKHHVVHQFHZLWKUHVSHFWWRWKLV$JUHHPHQW *RYHUQLQJ/DZ 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B 7KH ODZV RI WKH 6WDWH RI :\RPLQJ VKDOO JRYHUQ WKH YDOLGLW\RI WKLV $JUHHPHQWWKH FRQVWUXFWLRQ RILWVWHUPVDQGWKHLQWHUSUHWDWLRQRIWKHULJKWVDQGGXWLHVRIWKH0HPEHU 1RWLFH $OO QRWLFHVGHPDQGVUHTXHVWV DQG RWKHU FRPPXQLFDWLRQV UHTXLUHG RU SHUPLWWHG KHUHXQGHU VKDOO EH LQ ZULWLQJ DQG VKDOO EH GHHPHG GHOLYHUHG RQ WKH HDUOLHU RI LWKUHH GD\V DIWHU WKH GDWH RI SRVWLQJ RI UHJLVWHUHG RU FHUWLıHG PDLODGGUHVVHG WR WKH DGGUHVVHH DW LWV DGGUHVV VHW IRUWK KHUHLQ RU DW VXFK RWKHU DGGUHVV DV VXFK SDUW\PD\KDYH VSHFLı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ĳHFWRIDQRULJLQDOYLRODWLRQ $WWRUQH\)HHV,Q WKH HYHQW DQ\DFWLRQ LV LQVWLWXWHG WR HQIRUFH RU GHWHUPLQH WKH SDUWLHV ULJKWV RU GXWLHV DULVLQJ RXW RI WKH WHUPV RI WKLV $JUHHPHQWWKH SUHYDLOLQJ SDUW\VKDOO UHFRYHU UHDVRQDEOH DWWRUQH\IHHV DQG FRVWV WKURXJK DOO OHYHOV RI DQ\DFWLRQ LQFXUUHG LQ VXFKSURFHHGLQJ >HQGRIWH[W@ 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B $'237('HĳHFWLYH DV RI 1RYHPEHU E\WKH XQGHUVLJQHGFRQVWLWXWLQJ WKH 0HPEHUVDVKXVEDQGDQGZLIHRIWKH&RPSDQ\ 0$1$*(56 /XNH*LOEHUW 0(0%(5 /XNH*LOEHUW .DWHO\Q0DULH&URZOH\*LOEHUW 23(5$7,1*$*5((0(17 9*LOEHUW5(+ROGLQJV//& DocuSign Envelope ID: 217E2CD3-6405-4447-A246-3EAB9964C06B 12/20/2021 | 10:23 AM PST 12/20/2021 | 10:24 AM PST 12/20/2021 | 10:24 AM PST